Anthony J. Passerini

AJP FINANCIAL SERVICES

Wilmington, DE

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CRD#: 357516

Professional summary

Anthony Joseph Passerini is a registered financial advisor currently at AJP FINANCIAL SERVICES, LLC located in Wilmington, Delaware.

Anthony is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1971. Anthony has worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 1 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) AJP FINANCIAL SERVICES POSITION: Broker NATURE: DBA INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 01/31/2007 ADDRESS: POB 7136, 506 Woodside Avenue, Wilmington DE 19803-0136 DESCRIPTION: Offering securities and investment advisory services to my clients. 2) AJP FINANCIAL SERVICES POSITION: Broker NATURE: Insurance - Fixed Annuities, Life/Health, Long Term Care INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 01/31/2007 ADDRESS: POB 7136, 506 Woodside Avenue, Wilmington DE 19803-0136 DESCRIPTION: Providing Insurance solutions to my clients financial planning needs.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Anthony Joseph Passerini's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 9, 2018 - Present

AJP FINANCIAL SERVICES, LLC

RIA

CRD#: 290623

Wilmington, DE

Past

January 31, 2007 - April 10, 2018

NEXT FINANCIAL GROUP, INC.

RIA

CRD#: 46214

WILMINGTON, DE

Past

January 31, 2007 - April 10, 2018

NEXT FINANCIAL GROUP, INC.

CRD#: 46214

WILMINGTON, DE

Past

February 19, 1999 - February 1, 2007

MML INVESTORS SERVICES, LLC

RIA

CRD#: 10409

WILMINGTON, DE

Past

February 4, 1983 - February 1, 2007

MML INVESTORS SERVICES, LLC

CRD#: 10409

WILMINGTON, DE

Past

June 16, 1972 - January 2, 1988

MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY

CRD#: 2682

Past

October 27, 1971 - June 16, 1972

METROPOLITAN LIFE INSURANCE COMPANY

CRD#: 4095

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Delaware
(4/9/2018)

IAR

Pennsylvania
(6/1/2018)

IAR

Texas
(7/10/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/6/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/2/1983

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 4/10/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 1

Date: 10/22/1971

Registered Representative Examination

Current Firm

AJP FINANCIAL SERVICES, LLC

CRD#: 290623 / SEC#:

Delaware

Registered Investment Advisory firm - (3/2/2018 Approved)

Pennsylvania

Registered Investment Advisory firm - (6/1/2018 Approved)

Texas

Registered Investment Advisory firm - (7/9/2019 Conditional Restricted)

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Contact information

Main Address

Wilmington, DE

Mailing Address

Po Box 7136, Wilmington, DE 19803-0136

Phone number

(302) 654-3100

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	70
AUM (Assets Under Management)	$ 13,964,822

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Anthony J. Passerini

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Anthony Joseph Passerini's CRS (Customer Relationship Summary).

Certified licenses

Experience

NEXT FINANCIAL GROUP, INC.

NEXT FINANCIAL GROUP, INC.

MML INVESTORS SERVICES, LLC

MML INVESTORS SERVICES, LLC

MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY

METROPOLITAN LIFE INSURANCE COMPANY

State Registrations and Notice Filings

Exams

Series 65

Date: 1/6/1999

Series 63

Date: 5/2/1983

SIE

Date: 4/10/2018

Series 1

Date: 10/22/1971

Current Firm

AJP FINANCIAL SERVICES, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

AJP FINANCIAL SERVICES, LLC

TRUST BUT VERIFY

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