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John Pasco Iii

CRD# 357414·Registered 1973 - 2008
Previously Registered: Being a previously registered professional could mean that John is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

John Pasco III, who also goes by John Pasco, was a registered financial advisor. John was a previously registered financial professional and started their career in finance 1973 - 2008. John had worked at 5 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 1, Series 4 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

John Pasco

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Videos & Posts

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

53 years in the financial services industry

Current & Past Employments

YORKTOWN DISTRIBUTORS, INC.·CRD# 16220
BD
Richmond, VA
August 30, 2006 - July 23, 2008
FIRST DOMINION CAPITAL CORP.·CRD# 16330
BD
Richmond, VA
June 21, 1985 - December 31, 2023
LARA, SHULL & MAY, LTD·CRD# 10556
BD
Falls Church, VA
April 26, 1984 - June 1, 1988
BRANCH, CABELL & CO., INC.·CRD# 6820
BD
June 9, 1983 - March 30, 1984
FIRST UNION CAPITAL MARKETS CORP.·CRD# 6124
BD
July 2, 1973 - October 17, 1983

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Current Firm

YD
YORKTOWN DISTRIBUTORS, INC.

YORKTOWN DISTRIBUTORS, INC.

CRD#: 16220 / SEC#: 8-33522
BD
Terminated by SEC on 08/30/2008

Contact Information

Established

Maryland since 11/20/1984

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
PASCO, JOHN IIICHIEF COMPLIANCE OFFICER357414
PASCO, JOHN IIIPRESIDENT/TREASURER357414
SMITH, BASSETT, EVANSECRETARY—

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jun 1983About the Series 63 exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jun 1983About the Series 7 exam

Series 1 — Registered Representative Examination

Passed Jun 1973

Series 4 — Registered Options Principal Examination

Passed Jan 1988About the Series 4 exam

Series 24 — General Securities Principal Examination

Passed May 1985About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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