John Pasco
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Pasco III, who also goes by John Pasco, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1973. John had worked at 5 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 1, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 30, 2006 - July 23, 2008
YORKTOWN DISTRIBUTORS, INC.
June 21, 1985 - December 31, 2023
FIRST DOMINION CAPITAL CORP.
April 26, 1984 - June 1, 1988
LARA, SHULL & MAY, LTD
June 9, 1983 - March 30, 1984
BRANCH, CABELL & CO., INC.
July 2, 1973 - October 17, 1983
FIRST UNION CAPITAL MARKETS CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 1
Date: 6/26/1973
Registered Representative ExaminationCurrent Firm
YORKTOWN DISTRIBUTORS, INC.
CRD#: 16220 / SEC#: , 8-33522
Contact information
Documents
Red Flags
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