Robert W. Parsons

PARSONS CAPITAL MANAGEMENT

PROVIDENCE, RI 02903

Some features on this profile are disabled

CRD#: 357271

Professional summary

Robert White Parsons, who also goes by Bob Parsons, is a registered financial advisor currently at PARSONS CAPITAL MANAGEMENT INC located in Providence, Rhode Island.

Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1973. Robert has worked at 6 firms and has passed the Series 63, PC, Series 1 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Bob Parsons

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert White Parsons's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 1, 1994 - Present

PARSONS CAPITAL MANAGEMENT INC

Office #1: 40 Westminster Street Suite 400, Providence, RI 02903Office #2: 11450 Dixie Highway Suite 205, Hobe Sound, FL 33455

RIA

CRD#: 106295

PROVIDENCE, RI

Past

February 22, 1991 - December 8, 1994

BROOKE SECURITIES, INC.

CRD#: 19609

Past

March 12, 1981 - February 22, 1989

DREXEL BURNHAM LAMBERT INCORPORATED

CRD#: 7323

Past

September 26, 1978 - May 7, 1981

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

Past

January 15, 1975 - September 26, 1978

WHITE, WELD & CO. INCORPORATED

CRD#: 6802

Past

April 3, 1973 - January 15, 1975

G. H. WALKER, LAIRD INCORPORATED

CRD#: 342

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PARSONS CAPITAL MANAGEMENT INC

CRD#: 106295 / SEC#: 801-45209

RIA

Registered Investment Advisory firm - (11/23/1993 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(5/9/2012)

IAR

New York
(3/24/2022)

IAR

Rhode Island
(1/1/1994)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 4/20/1982

Uniform Securities Agent State Law Examination

General Industry/Product Exam

PC

Date: 9/7/1977

AMEX Put and Call Exam

General Industry/Product Exam

Series 1

Date: 3/29/1973

Registered Representative Examination

Principal/Supervisory Exam

Series 24

Date: 10/7/1992

General Securities Principal Examination

Current Firm

PARSONS CAPITAL MANAGEMENT INC

CRD#: 106295 / SEC#: 801-45209

RIA

Registered Investment Advisory firm - (11/23/1993 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

40 Westminster Street, Ste 400, Providence, RI 02903

Mailing Address

Phone number

(401) 521-2440

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (24 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2 BROCHURE (3/28/2025)

Regulatory assets under management

Total Number of Accounts	1,864
AUM (Assets Under Management)	$ 2,094,653,633

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
08/07/2025	Cover Page	Report
10/22/2024	Cover Page	Report
08/25/2023	Cover Page	Report
09/29/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

David Loughlin

CITIZENS SECURITIES, INC.

IAR

WARWICK, RI

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Robert W. Parsons

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert White Parsons's CRS (Customer Relationship Summary).

Certified licenses

Experience

BROOKE SECURITIES, INC.

DREXEL BURNHAM LAMBERT INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

WHITE, WELD & CO. INCORPORATED

G. H. WALKER, LAIRD INCORPORATED

Primary Firm SEC Registration

PARSONS CAPITAL MANAGEMENT INC

State Registrations and Notice Filings

Exams

Series 63

Date: 4/20/1982

PC

Date: 9/7/1977

Series 1

Date: 3/29/1973

Series 24

Date: 10/7/1992

Current Firm

PARSONS CAPITAL MANAGEMENT INC

Contact information

SEC notice filing (24 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

PARSONS CAPITAL MANAGEMENT INC

TRUST BUT VERIFY

Similar Advisors