Duncan G. Burke

ATLANTIS ASSET MANAGEMENT

New York, NY

Some features on this profile are disabled

CRD#: 35711

Professional summary

Duncan Gregory Burke is a registered financial advisor currently at ATLANTIS ASSET MANAGEMENT, LLC located in New York, New York.

Duncan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1970. Duncan has worked at 8 firms and has passed the Series 65, Series 63, Series 1 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Duncan Gregory Burke's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 6, 2012 - Present

ATLANTIS ASSET MANAGEMENT, LLC

RIA

CRD#: 160462

New York, NY

Past

February 2, 2011 - October 5, 2012

GLOBAL ARENA INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 135835

GREENWICH, CT

Past

June 18, 2003 - March 3, 2009

WESTMINSTER SECURITIES CORPORATION

RIA

CRD#: 6105

GREENWICH, CT

Past

November 14, 2002 - March 3, 2009

WESTMINSTER SECURITIES CORPORATION

CRD#: 6105

GREENWICH, CT

Past

July 22, 1991 - November 13, 2002

LAIDLAW GLOBAL SECURITIES, INC.

CRD#: 19018

NEW YORK, NY

Past

August 10, 1989 - June 20, 1991

TUCKER ANTHONY INCORPORATED

CRD#: 837

BOSTON, MA

Past

February 24, 1978 - July 13, 1989

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Past

May 16, 1973 - February 24, 1978

DEAN WITTER & CO. INCORPORATED

CRD#: 6466

Past

September 23, 1970 - May 16, 1973

LAIRD, BISSELL & MEEDS, INC.

CRD#: 508

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(8/7/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/18/1996

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/2/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 1

Date: 9/17/1970

Registered Representative Examination

Principal/Supervisory Exam

Series 24

Date: 7/10/1996

General Securities Principal Examination

Current Firm

ATLANTIS ASSET MANAGEMENT, LLC

ATLANTIS ASSET MANAGEMENT, LLC | MDC CAPITAL LLC

CRD#: 160462 / SEC#: 801-74691

RIA

Registered Investment Advisory firm - (1/16/2025 Terminated)

New York

Registered Investment Advisory firm - (1/10/2025 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

New York, NY

Mailing Address

Phone number

(212) 945-8501

Established

Firm type

Fiscal year end

# of Employees

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	36
AUM (Assets Under Management)	$ 18,200,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Duncan G. Burke

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Duncan Gregory Burke's CRS (Customer Relationship Summary).

Certified licenses

Experience

GLOBAL ARENA INVESTMENT MANAGEMENT, LLC

WESTMINSTER SECURITIES CORPORATION

WESTMINSTER SECURITIES CORPORATION

LAIDLAW GLOBAL SECURITIES, INC.

TUCKER ANTHONY INCORPORATED

MORGAN STANLEY DW INC.

DEAN WITTER & CO. INCORPORATED

LAIRD, BISSELL & MEEDS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 9/18/1996

Series 63

Date: 10/2/1992

Series 1

Date: 9/17/1970

Series 24

Date: 7/10/1996

Current Firm

ATLANTIS ASSET MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

ATLANTIS ASSET MANAGEMENT, LLC

TRUST BUT VERIFY

Similar Advisors