John C. Parks
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Charles Parks was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1971. John had worked at 7 firms and has passed the Series 65, Series 63 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 19, 2004 - March 28, 2011
INTERNATIONAL DISCOUNT INVESTORS
April 25, 1991 - July 5, 1995
RAYMOND JAMES FINANCIAL SERVICES, INC.
September 10, 1981 - April 24, 1991
PRUDENTIAL EQUITY GROUP, LLC
November 24, 1980 - August 27, 1981
MORGAN STANLEY DW INC.
September 26, 1978 - November 15, 1980
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
June 1, 1971 - September 26, 1978
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
May 5, 1971 - August 16, 1972
GOODBODY & CO. INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 4/21/1971
Registered Representative ExaminationCurrent Firm
INTERNATIONAL DISCOUNT INVESTORS
CRD#: 110167 / SEC#: 801-48914
Contact information
Regulatory assets under management
| Total Number of Accounts | 138 |
| AUM (Assets Under Management) | $ 54,663,716 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
