Thomas Joseph Parkins
Professional Summary
Thomas Joseph Parkins, who also goes by Thomas Joseph Pinczkowski, was a registered financial advisor. Thomas was a previously registered financial professional and started their career in finance 1968 - 2016. Thomas had worked at 17 firms and has passed the Series 66, Series 63, Series 31, Series 5, Series 1, Series 40, Series 4 and Series 12 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Thomas Joseph Pinczkowski
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
58 years in the financial services industry
Current & Past Employments
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Current Firm
CERTITUDE ADVISORS, LLC | PARKINS, THOMAS JOSEPH | EFS WEALTH MANAGEMENT
Contact Information
Main Address
One Northfield Plaza Suite 300, Northfield, IL 60093Phone Number
(847) 441-2970# of Employees
4Documents
Regulatory Assets Under Management
Total Number of Accounts
184AUM (Assets Under Management)
$85,955,702Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 5 — Interest Rate Options Examination
Passed Jan 1984Series 1 — Registered Representative Examination
Passed May 1968Series 40 — Registered Principal Examination
Passed May 1978Series 12 — NYSE Branch Manager Examination
Passed Jul 1974Similar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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