Bernard W. Burke
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bernard Walter Burke was a registered financial professional .
Bernard is a previously registered financial professional and started their career in finance in 1970. Bernard had worked at 8 firms and has passed the Series 65, Series 63, PC, Series 1 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 8, 1997 - December 31, 2019
FUNDX INVESTMENT GROUP, LLC
December 9, 1991 - February 14, 1992
SUTRO & CO. INCORPORATED
September 12, 1990 - November 27, 1991
TUCKER ANTHONY INCORPORATED
September 4, 1990 - September 14, 1990
WELLS FARGO CLEARING SERVICES, LLC
January 3, 1983 - September 4, 1990
PRESCOTT, BALL & TURBEN, INC.
August 13, 1980 - January 19, 1983
PRUDENTIAL EQUITY GROUP, LLC
June 13, 1974 - December 22, 1979
BLYTH EASTMAN DILLON & CO. INCORPORATED
April 8, 1970 - July 26, 1974
CLARK, DODGE & CO., INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
PC
Date: 2/21/1986
AMEX Put and Call ExamSeries 1
Date: 7/5/1960
Registered Representative ExaminationSeries 40
Date: 5/16/1974
Registered Principal ExaminationCurrent Firm
FUNDX INVESTMENT GROUP, LLC
CRD#: 109194 / SEC#: 801-54793
Contact information
Regulatory assets under management
| Total Number of Accounts | 616 |
| AUM (Assets Under Management) | $ 893,373,944 |
Red Flags
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