William R. Parker
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Robert Parker was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1970. William had worked at 3 firms and has passed the Series 7TO, Series 99TO, SIE, Series 1, Series 27, Series 24, F04 and Series 00 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 21, 1974 - August 9, 2026
BILL PARKER AGENCY
March 18, 1970 - August 5, 1975
CALIFORNIA-WESTERN STATES LIFE INSURANCE COMPANY
March 18, 1970 - August 5, 1975
CAL-WESTERN SECURITIES CO.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
What does exam status mean?
Series 7TO
Passed: 1/2/2023
General Securities Representative ExaminationSeries 99TO
Passed: 1/2/2023
Operations Professional ExaminationF04
Passed: 10/24/1974
Financial Principal ExaminationSeries 00
Passed: 7/22/1974
General Securities Principal ExaminationCurrent Firm
BILL PARKER AGENCY
CRD#: 6783 / SEC#: , 8-20744
Contact information
FINRA licenses (2 States and Territories)
Documents
Disclosures
| Regulatory Event | 5 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
