Randall H. Parker
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Randall Henson Parker, who also goes by Randy Parker, was a registered financial professional .
Randall is a previously registered financial professional and started their career in finance in 1986. Randall had worked at 3 firms and has passed the Series 63, Series 6 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 14, 1994 - December 23, 1998
WMA SECURITIES, INC.
January 17, 1990 - November 8, 1991
ANCHOR NATIONAL FINANCIAL SERVICES, INC.
May 4, 1988 - January 30, 1990
FREEMAN FINANCIAL SERVICES CORPORATION
May 21, 1986 - January 30, 1990
FREEMAN FINANCIAL SERVICES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 11/2/1972
Registered Representative ExaminationCurrent Firm
WMA SECURITIES, INC.
CRD#: 32625 / SEC#: , 8-45728
Contact information
Documents
Disclosures
| Regulatory Event | 6 |
| Arbitration | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
