Jerry L. Parker
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jerry Lee Parker was a registered financial advisor .
Jerry is a previously registered financial advisor and started their career in finance in 1974. Jerry had worked at 4 firms and has passed the Series 63, Series 1, Series 24 and Series 39 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 14, 2009 - April 26, 2011
CHARTERWEST CONSULTING, INC.
January 13, 1987 - November 23, 1987
WEALTH RESOURCE CAPITAL CORPORATION
June 4, 1982 - April 6, 2009
DOLPHIN SECURITIES, INC.
September 16, 1974 - June 16, 1982
CINCINNATI ANALYSTS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 9/9/1974
Registered Representative ExaminationCurrent firm
No current employment
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
