David H. Parker
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David H Parker, who also goes by David Parker, was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1972. David had worked at 13 firms and has passed the Series 63, Series 65, Series 6TO, SIE, PC, Series 3, Series 5, Series 1 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 7, 2021 - August 4, 2025
INTEGRITY CAPITAL, LLC
February 6, 2017 - July 1, 2021
P.J. ROBB VARIABLE, LLC
November 14, 2014 - April 1, 2016
TRANSAMERICA CAPITAL, LLC
August 8, 2013 - November 25, 2014
PATRICK CAPITAL MARKETS, LLC
March 21, 2013 - March 27, 2013
HORIZON INVESTMENTS LLC
June 13, 2008 - April 21, 2009
TRANSAMERICA FINANCIAL ADVISORS, LLC
January 21, 2005 - June 29, 2006
ALLIANZ LIFE FINANCIAL SERVICES, LLC
March 10, 2003 - March 25, 2004
AMERICAN SKANDIA ADVISORY SERVICES, INC.
March 2, 1995 - January 18, 2005
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
December 6, 1988 - January 13, 1995
BOSTON FINANCIAL SECURITIES, INC.
February 4, 1988 - October 6, 1988
PSI SECURITIES CORPORATION
August 29, 1973 - January 23, 1988
THOMSON MCKINNON SECURITIES INC.
June 6, 1972 - September 5, 1973
DEAN WITTER & CO. INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationPC
Date: 9/27/1984
AMEX Put and Call ExamSeries 5
Date: 2/8/1982
Interest Rate Options ExaminationSeries 1
Date: 5/25/1972
Registered Representative ExaminationCurrent Firm
INTEGRITY CAPITAL, LLC
CRD#: 285198 / SEC#: , 8-69829
Contact information
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
