David A. Park
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Alan Park was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1968. David had worked at 11 firms and has passed the Series 63, Series 5, Series 1, Series 4, Series 27, Series 24 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 22, 1986 - July 18, 1994
DELTAVEST FINANCIAL
February 26, 1986 - March 24, 1986
CNL FINANCIAL SERVICES, INC.
June 17, 1985 - August 26, 1985
E. F. HUTTON & COMPANY INC
July 10, 1984 - February 4, 1985
CRALIN & CO., INC.
February 1, 1979 - July 2, 1984
CIBC WORLD MARKETS CORP.
May 25, 1978 - March 5, 1979
MORGAN STANLEY DW INC.
March 7, 1977 - May 24, 1978
BATEMAN EICHLER, HILL RICHARDS, INCORPORATED
September 12, 1975 - July 9, 1976
PHILIPS, APPEL & WALDEN, INC.
August 6, 1973 - February 7, 1975
MAYHILL AGENCY, LLC
June 23, 1969 - September 14, 1984
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY
October 21, 1968 - October 17, 1975
MAYFLOWER SECURITIES CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 5
Date: 10/22/1981
Interest Rate Options ExaminationSeries 1
Date: 10/11/1968
Registered Representative ExaminationSeries 8
Date: 8/13/1984
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
DELTAVEST FINANCIAL
CRD#: 18013 / SEC#: , 8-36076
Contact information
Documents
Red Flags
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