Alexander P. Paris
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Alexander Perry Paris, who also goes by Perry Paris, was a registered financial professional .
Alexander is a previously registered financial professional and started their career in finance in 1960. Alexander had worked at 6 firms and has passed the Series 63, Series 87, Series 1, Series 4 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 26, 1993 - December 11, 2013
BARRINGTON ASSET MANAGEMENT, INC.
August 23, 1983 - January 1, 2012
BARRINGTON RESEARCH ASSOCIATES, INC.
October 11, 1977 - December 9, 1983
KANNE, PARIS & HOBAN, INC.
May 6, 1977 - November 5, 1977
HORNBLOWER, WEEKS, NOYES & TRASK INCORPORATED
September 3, 1969 - May 6, 1977
SPENCER TRASK & CO. INCORPORATED
March 28, 1960 - February 7, 1973
BACHE & CO INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 3/28/1960
Registered Representative ExaminationSeries 40
Date: 10/11/1972
Registered Principal ExaminationCurrent Firm
BARRINGTON ASSET MANAGEMENT, INC.
CRD#: 113740 / SEC#: 801-62938
Contact information
Regulatory assets under management
| Total Number of Accounts | 50 |
| AUM (Assets Under Management) | $ 62,012,187 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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