AP
Alan S. Pareira
FLORIDA ATLANTIC SECURITIES
MIAMI, FL 33156
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CRD#: 356287
AP
Alan Sidney PareiraFLORIDA ATLANTIC SECURITIES
Professional summary
Alan Sidney Pareira, who also goes by Alan S Pareira, is a registered financial advisor currently at FLORIDA ATLANTIC SECURITIES CORP. located in Miami, Florida.
Alan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1969. Alan has worked at 2 firms and has passed the Series 66, Series 63, Series 79TO, Series 52TO, Series 7TO, Series 99TO, SIE, Series 1, Series 24 and Series 00 exams.
Aliases
Alan S Pareira
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Alan Sidney Pareira's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Alan Sidney Pareira's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 2, 2011 - Present
FLORIDA ATLANTIC SECURITIES CORP.
Office #1: 9130 South Dadeland Blvd Suite 1628, Miami, FL 33156RIA
BD
CRD#: 43272
MIAMI, FL
Current
September 2, 1997 - Present
FLORIDA ATLANTIC SECURITIES CORP.
Office #1: 9130 South Dadeland Blvd Suite 1628, Miami, FL 33156RIA
BD
CRD#: 43272
MIAMI, FL
Past
December 15, 1969 - September 25, 1997
FIRST EQUITY CORPORATION OF FLORIDA
BD
CRD#: 9
MIAMI, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FA
FLORIDA ATLANTIC SECURITIES CORP.
ATLANTIC INVESTMENT SERVICES CORP. | FLORIDA ATLANTIC SECURITIES CORP.
CRD#: 43272 / SEC#: 801-136968, 8-50205
RIA
Registered Investment Advisory firm - SEC (8/5/2026 Approved)Florida
Registered Investment Advisory firm - SEC (12/2/2011 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(3/18/2020)
RR
Connecticut(4/28/2009)
RR
District of Columbia(11/26/2013)
RR
Florida(9/5/1997)
IAR
Florida(12/2/2011)
RR
Georgia(8/18/2006)
RR
New York(11/6/1997)
Exams
What does exam status mean?
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 79TO
Passed: 1/2/2023
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
RR
Series 52TO
Passed: 1/2/2023
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
RR
Series 7TO
Passed: 1/2/2023
General Securities Representative ExaminationGeneral Industry/Product Exam
RR
Series 99TO
Passed: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
RR
Series 00
Passed: 12/6/1969
General Securities Principal ExaminationSRO Registrations
RR
FINRA
Current Firm
FA
FLORIDA ATLANTIC SECURITIES CORP.
ATLANTIC INVESTMENT SERVICES CORP. | FLORIDA ATLANTIC SECURITIES CORP.
CRD#: 43272 / SEC#: 801-136968, 8-50205
RIA
Registered Investment Advisory firm - SEC (8/5/2026 Approved)Florida
Registered Investment Advisory firm - SEC (12/2/2011 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information
Main Address
9130 South Dadeland Blvd. Suite 1600, Miami, FL 33156
Mailing Address
9130 South Highdadeland Blvd Suite 160, Miami, FL 33156
Phone number
(305) 670-9250
Established
Florida since 04/16/1997
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
4
SEC notice filing (1 States and Territories)
FINRA licenses (13 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ALAN S PAREIRA LIVING TRUST | SHAREHOLDER | |
| ALAN S. PAREIRA 1997 FAMILY TRUST | SHAREHOLDER | |
| BEANEY, WILLIAM TREVOR | CEO, DIRECTOR, SHAREHOLDER | 5138058 |
| BUDLONG, SAMUEL SEWALL | VP, SHAREHOLDER | 1980093 |
| REQUENA, GABRIEL ALBERTO | CCO; ROP, PRINCIPAL, SHAREHOLDER | 4413123 |
| PAREIRA, ALAN SIDNEY | DIRECTOR; CHAIRMAN, TRUSTEE OF ALAN S PAREIRA LIVING TRUST | 356287 |
| PAREIRA, BARBARA ANN | TRUSTEE OF ALAN S PAREIRA 1997 FAMILY TRUST | 5890097 |
Regulatory assets under management
| Total Number of Accounts | 74 |
| AUM (Assets Under Management) | $ 590,035,263 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
