Venketachalam Parameswaran
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Venketachalam Parameswaran, who also goes by Ven P Waran, was a registered financial professional .
Venketachalam is a previously registered financial professional and started their career in finance in 1973. Venketachalam had worked at 19 firms and has passed the Series 65, Series 63, Series 7, Series 3, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 16, 2002 - November 19, 2002
METROPOLITAN LIFE INSURANCE COMPANY
September 16, 2002 - November 19, 2002
MSI FINANCIAL SERVICES, INC.
March 28, 2002 - June 10, 2002
PRUCO SECURITIES, LLC.
September 21, 1993 - April 15, 1994
D. BLECH & COMPANY, INCORPORATED
July 1, 1993 - September 16, 1993
SHAMROCK PARTNERS, LTD
February 22, 1991 - March 27, 1991
LEHMAN BROTHERS INC.
December 13, 1989 - March 20, 1990
LANDMARK INTERNATIONAL EQUITIES
March 8, 1989 - September 14, 1989
DOMINICK & DICKERMAN LLC
June 23, 1987 - April 3, 1989
FIRST ASIAN SECURITIES CORPORATION
February 27, 1984 - June 12, 1984
A. T. BROD & CO. INC.
July 25, 1983 - November 21, 1983
RICHARDSON GREENSHIELDS SECURITIES INC.
December 1, 1982 - May 4, 1983
UBS FINANCIAL SERVICES INC.
February 10, 1982 - April 22, 1982
KIDDER, PEABODY & CO. INCORPORATED
December 2, 1980 - November 5, 1981
MORGAN STANLEY DW INC.
November 20, 1979 - November 9, 1980
LEHMAN BROTHERS INC.
October 22, 1979 - December 14, 1979
J.P. MORGAN SECURITIES LLC
September 26, 1978 - September 30, 1979
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 8, 1977 - September 26, 1978
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
October 2, 1975 - September 27, 1976
NYLIFE SECURITIES LLC
October 9, 1973 - May 28, 1976
EQUITY SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 10/4/1973
Registered Representative ExaminationCurrent Firm
METROPOLITAN LIFE INSURANCE COMPANY
CRD#: 4095 / SEC#: , 8-14901
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| METLIFE, INC. | 100% SHAREHOLDER | |
| BARNETTE, CURTIS HANDLEY | DIRECTOR | |
| DOLE, BURTON A | DIRECTOR | |
| GRISE, CHERYL | DIRECTOR | |
| HALPERIN, JEFFREY PAUL | CHIEF COMPLIANCE OFFICER, INVESTMENT ADVISER & ANTI-MONEY LAUNDERING OFFICER | 2899327 |
| HENRIKSON, CARL ROBERT | CHIEF EXECUTIVE OFFICER, PRESIDENT & CHAIRMAN OF THE BOARD | 243239 |
| HOLTZER, DAVID MICHAEL | CHIEF COMPLIANCE OFFICER, BROKER DEALER | 4345697 |
| HOUGHTON, JAMES RICHARDSON | DIRECTOR | |
| JOURNY, TIMOTHY LYONS | SENIOR VICE PRESIDENT AND GENERAL AUDITOR | |
| KAMEN, HARRY PAUL | DIRECTOR | 1545937 |
| KANDARIAN, STEVEN ALBERT | EXECUTIVE VICE PRESIDENT & CIO | |
| KAPLAN, HELENE L | DIRECTOR | |
| KEANE, JOHN M. | DIRECTOR | |
| KILTS, JAMES | DIRECTOR | |
| LEIGHTON, CHARLES | DIRECTOR | |
| LIPSCOMB, JAMES LOUIS | EXECUTIVE VICE PRESIDENT & GENERAL COUNSEL | |
| MATHEWS, SYLVIA | DIRECTOR | |
| MULLANEY, WILLIAM JOSEPH | PRESIDENT, INSTITUTIONAL BUSINESS | 2641484 |
| PRICE, HUGH BERNARD | DIRECTOR | |
| REIN, CATHERINE AMELIA | SENIOR EXECUTIVE VICE PRESIDENT AND CHIEF ADMINISTRATIVE OFFICER | 2605134 |
| SICCHITANO, KENTON JOSEPH | DIRECTOR | |
| STEERE, WILLIAM CAMPBELL | DIRECTOR | |
| TOPPETA, WILLIAM JOHN | PRESIDENT, INTERNATIONAL | 2835140 |
| VIETRI, MICHAEL JOSEPH | EXECUTIVE VICE PRESIDENT | 1068983 |
| WEBER, LISA M | PRESIDENT, INDIVIDUAL BUSINESS | |
| WHEELER, WILLIAM JAMES | EXECUTIVE VICE PRESIDENT & CHIEF FINANCIAL OFFICER | 1208521 |
Disclosures
| Regulatory Event | 11 |
| Civil Event | 1 |
| Arbitration | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
