Gregory B. Papesh
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gregory Bruce Papesh, who also goes by G. Bruce Papesh, was a registered financial professional .
Gregory is a previously registered financial professional and started their career in finance in 1970. Gregory had worked at 2 firms and has passed the Series 65, Series 63, SIE, Series 15, Series 3, Series 1, F04 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 23, 2010 - October 23, 2019
DART, PAPESH & COMPANY, INCORPORATED
July 16, 1976 - January 3, 2020
DART, PAPESH & COMPANY, INCORPORATED
October 13, 1970 - August 21, 1976
WATLING, LERCHEN & CO. INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 15
Date: 2/27/1987
Foreign Currency Options ExaminationSeries 1
Date: 10/1/1970
Registered Representative ExaminationF04
Date: 6/10/1976
Financial Principal ExaminationSeries 40
Date: 6/10/1976
Registered Principal ExaminationCurrent Firm
DART, PAPESH & COMPANY, INCORPORATED
CRD#: 7214 / SEC#: , 8-20734
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PAPESH, GREGORY BRUCE | PRESIDENT, PRINCIPAL OPERATIONS OFFICER, PRINCIPAL FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER | 356092 |
Red Flags
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