Arthur R. Papale
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Arthur Ralph Papale was a registered financial professional .
Arthur is a previously registered financial professional and started their career in finance in 1973. Arthur had worked at 19 firms and has passed the Series 65, Series 63 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 8, 2022 - March 31, 2025
REDWOOD PRIVATE WEALTH
December 15, 2015 - July 2, 2020
ROYAL FUND MANAGEMENT, LLC
May 16, 2011 - July 23, 2015
QUANTUM SYNERGIES, RIA, LLC
September 24, 2009 - December 31, 2010
SPC
October 20, 2004 - December 31, 2010
SIGMA FINANCIAL CORPORATION
March 5, 2003 - October 1, 2004
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.
July 3, 2002 - December 12, 2008
QUANTUM SYNERGIES, RIA, LLC
December 19, 2000 - December 31, 2001
USALLIANZ SECURITIES, INC.
October 16, 1997 - December 31, 1998
SIGMA FINANCIAL CORPORATION
March 12, 1993 - August 8, 1997
MARINER FINANCIAL SERVICES, INC.
February 26, 1991 - January 11, 1993
NATIONWIDE INVESTMENT SERVICES CORPORATION
February 21, 1991 - July 13, 1992
SECURITIES SERVICE NETWORK, LLC
September 18, 1985 - September 26, 1989
INVESTACORP, INC.
July 26, 1985 - October 8, 1985
ADVANTAGE CAPITAL CORPORATION
February 17, 1983 - September 24, 1984
AMERICAN GENERAL EQUITY SERVICES CORPORATION
December 27, 1982 - October 13, 1983
VOYAGER SECURITIES, INC.
June 15, 1982 - January 4, 1983
METLIFE INVESTORS DISTRIBUTION COMPANY
November 13, 1979 - August 3, 1981
LINCOLN FINANCIAL DISTRIBUTORS, INC.
February 24, 1978 - October 13, 1979
MORGAN STANLEY DW INC.
December 6, 1977 - February 24, 1978
REYNOLDS SECURITIES, INC.
June 4, 1973 - November 14, 1977
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 5/30/1973
Registered Representative ExaminationCurrent Firm
REDWOOD PRIVATE WEALTH
CRD#: 312942 / SEC#: 801-120723
Contact information
Regulatory assets under management
| Total Number of Accounts | 1,788 |
| AUM (Assets Under Management) | $ 267,560,801 |
Red Flags
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