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Arthur Ralph Papale

CRD# 356049·Registered 1973 - 2025
Previously Registered: Being a previously registered professional could mean that Arthur is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Arthur Ralph Papale was a registered financial advisor. Arthur was a previously registered financial professional and started their career in finance 1973 - 2025. Arthur had worked at 19 firms and has passed the Series 65, Series 63 and Series 1 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

53 years in the financial services industry

Current & Past Employments

REDWOOD PRIVATE WEALTH·CRD# 312942
RIA
Jacksonville, FL
September 8, 2022 - March 31, 2025
ROYAL FUND MANAGEMENT, LLC·CRD# 144434
RIA
Jacksonville, FL
December 15, 2015 - July 2, 2020
QUANTUM SYNERGIES, RIA, LLC·CRD# 142504
RIA
Jacksonville, FL
May 16, 2011 - July 23, 2015
SPC·CRD# 110692
RIA
Jacksonville, FL
September 24, 2009 - December 31, 2010
SIGMA FINANCIAL CORPORATION·CRD# 14303
BD
Jacksonville, FL
October 20, 2004 - December 31, 2010
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.·CRD# 13609
BD
Cedar Rapids, IA
March 5, 2003 - October 1, 2004
QUANTUM SYNERGIES, RIA, LLC·CRD# 142504
RIA
Jacksonville, FL
July 3, 2002 - December 12, 2008
USALLIANZ SECURITIES, INC.·CRD# 40875
BD
Minneapolis, MN
December 19, 2000 - December 31, 2001
SIGMA FINANCIAL CORPORATION·CRD# 14303
BD
Ann Arbor, MI
October 16, 1997 - December 31, 1998
MARINER FINANCIAL SERVICES, INC.·CRD# 8292
BD
Largo, FL
March 12, 1993 - August 8, 1997
NATIONWIDE INVESTMENT SERVICES CORPORATION·CRD# 7110
BD
Columbus, OH
February 26, 1991 - January 11, 1993
SECURITIES SERVICE NETWORK, LLC·CRD# 13318
BD
Knoxville, TN
February 21, 1991 - July 13, 1992
INVESTACORP, INC.·CRD# 7684
BD
Miami, FL
September 18, 1985 - September 26, 1989
ADVANTAGE CAPITAL CORPORATION·CRD# 146
BD
July 26, 1985 - October 8, 1985
AMERICAN GENERAL EQUITY SERVICES CORPORATION·CRD# 5435
BD
February 17, 1983 - September 24, 1984
VOYAGER SECURITIES, INC.·CRD# 919
BD
December 27, 1982 - October 13, 1983
METLIFE INVESTORS DISTRIBUTION COMPANY·CRD# 6695
BD
June 15, 1982 - January 4, 1983
LINCOLN FINANCIAL DISTRIBUTORS, INC.·CRD# 145
BD
November 13, 1979 - August 3, 1981
MORGAN STANLEY DW INC.·CRD# 7556
BD
February 24, 1978 - October 13, 1979
REYNOLDS SECURITIES, INC.·CRD# 712
BD
December 6, 1977 - February 24, 1978
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.·CRD# 572
BD
June 4, 1973 - November 14, 1977

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Current Firm

RP
REDWOOD PRIVATE WEALTH

ACCELERATED WEALTH STRATEGIES | WEALTH PLANNERS ADVISORY GROUP | VET WEALTH | TRAKAS FINANCIAL LLC | TJ BEEMAN ADVISORY GROUP, INC. | THE RETIREMENT ASSET MANAGEMENT GROUP | TERRY MORTON WEALTH ADVISORS, LLC | TAMPA BAY ADVISORY, LLC | STRATEGIC ASSET MANAGEMENT, LTD. | RETIREMENT FINANCIAL CONSULTANTS LLC | RETIREMENT AND INVESTMENT SOLUTIONS, LLC | REDWOOD PRIVATE WEALTH, LLC | REDWOOD PRIVATE WEALTH | OSTB WEALTH STRATEGIES | NICOLAYSEN WEALTH PARTNERS, INC. | NEXTFOLIO | NEW CENTURY CAPITAL MANAGEMENT LLC | MKT INVESTMENTS, LLC | MKT INVESTMENTS | METROKAS-KAMISON ASSOCIATES | MATTHEWS INVESTMENT COMPANY | MARTIN SHAPIRO FINANCIAL SERVICES | MAIN STREET FINANCIAL STRATEGIES | LIVE LIFE WELL FINANCIAL | JNORTH FINANCIAL, LLC | INSPIRE WEALTH | HEARTFELT FINANCIAL SOLUTIONS, LLC | GOLD FEDERAL ADVISORS | FOCAL POINT FINANCIAL SERVICES | EVANS FINANCIAL GROUP, LLC | COMPASS WEALTH STRATEGIES | CASON FINANCIAL GROUP | BREESE FINANCIAL GROUP LLC | BLACKSTONE WEALTH PROTECTORS | BLACK WEALTH FINANCIAL | ADVISORS FINANCIAL PLANNING GROUP

CRD#: 312942 / SEC#: 801-120723

Contact Information

Main Address

3930 E. Ray Road Suite 155, Phoenix, AZ 85044

Phone Number

(480) 646-3504

# of Employees

61

Documents

Latest Form ADV

Part 2 Brochures

ADV PART 2 BROCHURE (3/31/2024)

Regulatory Assets Under Management

Total Number of Accounts

1,788

AUM (Assets Under Management)

$267,560,801

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. QUANTUM SYNERGIES, INC; INVESTMENT RELATED; 5327 GAGE OAKS DRIVE, JACKSONVILLE, FL 32258; LIFE INSURANCE PRODUCTS; PRESIDENT & LICENSED INSURANCE PRODUCER; SINCE 11/1979 HOURS PER MONTH: 20; HOURS DURING TRADING: 10 2. INDEPENDENT REAL ESTATE AGENT; NON INVESTMENT RELATED; 5327 GAGE OAKS DRIVE, JACKSONVILLE, FL 32258; SINCE 2008; HOURS PER MONTH: 2; HOURS DURING TRADING: 0 3. NOTARY PUBLIC; NON INVESTMENT RELATED; 5327 GAGE OAKS DRIVE, JACKSONVILLE, FL 32258; SINCE 2012; HOURS PER MONTH: 20; HOURS DURING TRADING: 10

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Jun 2002About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 1987About the Series 63 exam

Series 1 — Registered Representative Examination

Passed May 1973

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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