Apostolos N. Papadea
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Apostolos Nicholas Papadea was a registered financial professional .
Apostolos is a previously registered financial professional and started their career in finance in 1969. Apostolos had worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 5, PC, Series 1 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 20, 2016 - October 16, 2023
ADVISORY SERVICES NETWORK
December 18, 2001 - November 24, 2015
WELLS FARGO CLEARING SERVICES, LLC
November 20, 2001 - November 24, 2015
WELLS FARGO CLEARING SERVICES, LLC
June 26, 1969 - November 16, 2001
THE ROBINSON-HUMPHREY COMPANY, LLC
Primary Firm SEC Registration

ADVISORY SERVICES NETWORK
CRD#: 146051 / SEC#: 801-71112
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 5
Date: 10/26/1981
Interest Rate Options ExaminationPC
Date: 3/29/1977
AMEX Put and Call ExamSeries 1
Date: 6/18/1969
Registered Representative ExaminationSeries 00
Date: 3/21/1973
General Securities Principal ExaminationCurrent Firm

ADVISORY SERVICES NETWORK
CRD#: 146051 / SEC#: 801-71112
Contact information
SEC notice filing (49 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 27,513 |
| AUM (Assets Under Management) | $ 8,619,812,562 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
