Thomas S. Paluck
Professional summary
Thomas Stanley Paluck is a registered financial advisor currently at TSP CAPITAL MANAGEMENT GROUP, LLC located in Bernardsville, New Jersey.
Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1969. Thomas has worked at 3 firms and has passed the Series 65, Series 63, PC, Series 1, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Thomas Stanley Paluck's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 18, 2004 - Present
TSP CAPITAL MANAGEMENT GROUP, LLC
April 13, 1988 - November 8, 2004
OPPENHEIMER & CO. INC.
July 30, 1969 - April 13, 1988
FAHNESTOCK INTERNATIONAL INC.
Primary Firm SEC Registration
TSP CAPITAL MANAGEMENT GROUP, LLC
CRD#: 131889 / SEC#: 801-63507
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(10/18/2004)
Exams
PC
Date: 8/31/1977
AMEX Put and Call ExamSeries 1
Date: 4/19/1965
Registered Representative ExaminationCurrent Firm
TSP CAPITAL MANAGEMENT GROUP, LLC
CRD#: 131889 / SEC#: 801-63507
Contact information
SEC notice filing (13 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 262 |
| AUM (Assets Under Management) | $ 387,006,570 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/28/2025 | ||
| 01/24/2024 | ||
| 06/15/2022 |
Red Flags
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