James T. Palilla
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Thomas Palilla, who also goes by Jack Palilla, was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 1982. James had worked at 11 firms and has passed the Series 63, Series 6TO, SIE and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 7, 2013 - December 31, 2023
SUMMIT ADVISORS, LLC
January 7, 2013 - December 31, 2023
BEACONSFIELD FINANCIAL SERVICES, INC.
June 25, 2008 - January 4, 2013
TRUSTMONT ADVISORY GROUP, INC.
October 4, 2007 - January 4, 2013
TRUSTMONT FINANCIAL GROUP, INC.
June 5, 2001 - October 22, 2007
LPL ENTERPRISE, LLC
October 17, 2000 - June 7, 2001
TRANSAMERICA FINANCIAL ADVISORS, LLC
July 9, 1996 - October 18, 2000
FFP SECURITIES, INC.
November 16, 1994 - July 10, 1996
NATIONWIDE SECURITIES, LLC
May 19, 1988 - March 31, 1994
NYLIFE SECURITIES LLC
January 4, 1985 - April 21, 1988
PRUCO SECURITIES, LLC.
January 3, 1982 - October 21, 1983
LINCOLN FINANCIAL INVESTMENT SERVICES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationSeries 1
Date: 9/10/1973
Registered Representative ExaminationCurrent Firm
SUMMIT ADVISORS, LLC
CRD#: 144486 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 173 |
| AUM (Assets Under Management) | $ 77,800,001 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
