Armand T. Palatucci
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Armand Theodore Palatucci, who also goes by Ted Palatucci, was a registered financial professional .
Armand is a previously registered financial professional and started their career in finance in 1987. Armand had worked at 12 firms and has passed the Series 63, SIE, Series 24 and Series 53 exams.
Question & Answer
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Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 14, 2016 - December 31, 2017
ANDRES CAPITAL MANAGEMENT, LLC
October 27, 2009 - November 16, 2015
NW CAPITAL MARKETS INC.
February 17, 2006 - April 30, 2009
USTOCKTRADE SECURITIES, INC.
January 20, 2004 - January 31, 2006
DOLPHIN & BRADBURY INCORPORATED
May 8, 2003 - February 2, 2004
STERNE, AGEE & LEACH, INC.
March 25, 2002 - April 15, 2003
DOLPHIN & BRADBURY INCORPORATED
April 16, 2001 - November 28, 2001
MARKET AXESS INC.
February 1, 2001 - December 3, 2001
MARKETAXESS CORPORATION
September 10, 1998 - January 22, 1999
ALAMO CAPITAL
January 28, 1998 - September 9, 1998
O'BRIEN & SHEPARD, INC.
April 22, 1993 - January 11, 1994
SOUTHEAST REGIONAL SECURITIES, INC.
March 21, 1990 - March 18, 1993
PRINTON, KANE GROUP, INC.
September 10, 1987 - April 9, 1990
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Exams
Current Firm
ANDRES CAPITAL MANAGEMENT, LLC
CRD#: 175096 / SEC#: 801-100382
Contact information
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