AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why Advisor Check

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
LP

Louis J. Pagano

Some features on this profile are disabled
CRD#: 355121
LP

Professional summary

Louis Joseph Pagano was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Louis is a previously registered financial professional and started their career in finance in 1971. Prior to being barred, Louis had worked at 9 firms, which includes R.D. WHITE & CO. INC., NICHOLS SAFINA LERNER & CO. INC., ALLEN & PIERCE SECURITIES INC., HENNION & WALSH INC., VIGILANT DISTRIBUTORS INC., MUNICIPAL INVESTORS SERVICE INC., EMR SECURITIES INC., BRISLIN & WORAM, WOOD STRUTHERS & WINTHROP INC.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

June 5, 1995 - July 10, 2000

R.D. WHITE & CO., INC.

BD
CRD#: 7011
NEW YORK, NY
Past

June 7, 1994 - June 8, 1995

NICHOLS, SAFINA, LERNER & CO. INC.

BD
CRD#: 35476
NEW YORK, NY
Past

February 24, 1992 - March 22, 1994

ALLEN & PIERCE SECURITIES INC.

BD
CRD#: 23946
OLD TAPPAN, NJ
Past

June 26, 1990 - January 24, 1992

HENNION & WALSH, INC.

BD
CRD#: 25766
PARSIPPANY, NJ
Past

March 18, 1988 - September 20, 1988

VIGILANT DISTRIBUTORS, INC.

BD
CRD#: 20840
Past

March 4, 1987 - June 21, 1990

MUNICIPAL INVESTORS SERVICE, INC.

BD
CRD#: 7202
NEWARK, NJ
Past

April 25, 1983 - August 1, 1983

EMR SECURITIES, INC.

BD
CRD#: 13418
Past

June 11, 1976 - March 16, 1987

BRISLIN & WORAM

BD
CRD#: 7180
Past

March 2, 1971 - February 24, 1975

WOOD STRUTHERS & WINTHROP INC

BD
CRD#: 1000002

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 11/6/1995
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 1
Date: 6/12/1972
Registered Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 8/31/1994
General Securities Principal Examination
Principal/Supervisory Exam
RR
Series 54FN
Date: 2/26/1979
Municipal Securities Financial and Operations Principal Examination

Current Firm

RW
R.D. WHITE & CO., INC.
R. D. WHITE & COMPANY | R.D. WHITE, GLAVES & CO., INC. | R.D. WHITE & CO., INC.

CRD#: 7011 / SEC#: , 8-38788

BD
Cancelled by SEC on 04/09/2004
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
Mailing Address
Phone number
Established
New York since 04/24/1981
Firm type
Corporation
Fiscal year end
December
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
PAGANO, LOUIS JOSEPHC.E.O.355121

Disclosures

Regulatory Event11
Civil Event1
Arbitration4

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

R.D. WHITE & CO., INC.

CRD#: 7011

TRUST BUT VERIFY

Monitor Louis Pagano

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Stephen Albert Zahka
Stephen ZahkaAdvisorCheck Check Mark
EDWARD JONES
IAR
RR
Marlborough, MA
Frank Horace Moore III
Frank MooreAdvisorCheck Check Mark
UBS FINANCIAL SERVICES INC.
IAR
RR
Greenwich, CT
Marshall Lee Rosen
Marshall RosenAdvisorCheck Check Mark
OSAIC WEALTH, INC.
IAR
RR
Fort Lauderdale, FL
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.
© 2025 AdvisorCheck, an AIMR Analytics company.
All rights reserved.
Powered ByAIRM Analytics