Chester J. Padgett
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Chester James Padgett, who also goes by James C Padgett, was a registered financial professional .
Chester is a previously registered financial professional and started their career in finance in 1969. Chester had worked at 5 firms and has passed the Series 63, Series 1, Series 24 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 28, 1991 - June 2, 1992
COMSTOCK TRADING CORP.
December 2, 1983 - December 17, 1990
THE STUART-JAMES COMPANY, INCORPORATED
April 13, 1978 - August 26, 1983
BLINDER, ROBINSON & CO., INC.
November 17, 1970 - May 3, 1978
UNIVERSAL HERITAGE INVESTMENTS CORPORATION
May 27, 1969 - January 21, 1974
FINANCIAL OPPORTUNITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 11/18/1968
Registered Representative ExaminationSeries 00
Date: 3/17/1969
General Securities Principal ExaminationCurrent Firm
COMSTOCK TRADING CORP.
CRD#: 28015 / SEC#: , 8-43367
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
