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Wayne Herschel Burge

CRD# 35496·Registered 1974 - 2016
Previously Registered: Being a previously registered professional could mean that Wayne is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Wayne Herschel Burge, who also goes by Herschel Wayne Burge, was a registered financial advisor. Wayne was a previously registered financial professional and started their career in finance 1974 - 2016. Wayne had worked at 2 firms and has passed the SIE and Series 1 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Herschel Wayne Burge

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

52 years in the financial services industry

Current & Past Employments

FINANCIAL AMERICA SECURITIES, INC.·CRD# 5100
BD
Cleveland, OH
March 11, 1975 - November 3, 2016
HOME LIFE INSURANCE COMPANY·CRD# 4184
BD
February 25, 1974 - October 17, 1976

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Current Firm

FA
FINANCIAL AMERICA SECURITIES, INC.

FINANCIAL AMERICA SECURITIES, INC. | FINANCIAL AMERICA SECURITIES,INC.

CRD#: 5100 / SEC#: 8-15719
BD
Terminated by SEC on 11/14/2017

Contact Information

Established

Ohio since 03/04/1970

Firm Type

Corporation

Fiscal Year End

September

Documents

Direct owners and executive officers

NamePositionCRD#
RUKENBROD, JOHN DAVIDPRESIDENT /CHIEF OPERATIONS OFFICER4505254
CONWAY, ROBERT GRAHAMCHIEF COMPLIANCE OFFICER864388
GWYNNE LOUISE RUKENBRODSTOCKHOLDER—

Disclosures

Regulatory Event

14

Civil Event

1

Arbitration

1

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

SIE — Securities Industry Essentials Examination

Passed Nov 2016About the SIE exam

Series 1 — Registered Representative Examination

Passed Feb 1974

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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