Richard L. Burge
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Richard Lee Burge, who also goes by Dick Burge, was a registered financial advisor .
Richard is a previously registered financial advisor and started their career in finance in 1968. Richard had worked at 17 firms and has passed the Series 65, Series 63, Series 1 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 4, 2010 - August 20, 2013
CENTER STREET SECURITIES, INC.
June 1, 2009 - December 31, 2009
FINANCIAL ADVISERS OF AMERICA, LLC
October 22, 2008 - June 5, 2009
USA WEALTH MANAGEMENT LLC
October 22, 2008 - June 5, 2009
USA ADVANCED PLANNERS INC.
September 24, 2008 - October 21, 2008
MODERN CAPITAL SECURITIES INC.
September 23, 2008 - October 21, 2008
MODERN CAPITAL SECURITIES INC.
August 13, 2008 - September 25, 2008
CETERA WEALTH SERVICES, LLC
August 4, 2008 - September 25, 2008
CETERA WEALTH SERVICES, LLC
November 13, 2007 - August 13, 2008
PENSION PLANNERS SECURITIES, INC.
November 13, 2007 - August 13, 2008
PENSION PLANNERS SECURITIES, INC.
March 12, 2007 - January 2, 2008
BRIDGEVIEW CAPITAL ADVISORS, INC.
March 10, 2006 - July 30, 2006
COLLINS, JAMES W.
January 13, 2006 - January 2, 2008
BRIDGEVIEW CAPITAL ADVISORS, INC.
October 21, 1999 - January 9, 2006
PENSION PLANNERS SECURITIES, INC.
March 20, 1999 - January 9, 2006
PENSION PLANNERS SECURITIES, INC.
December 10, 1997 - March 26, 1999
OSAIC WEALTH, INC.
June 17, 1992 - December 16, 1997
SIFE
February 25, 1991 - December 31, 1991
PLANNED INVESTMENTS INC.
February 14, 1979 - August 14, 1990
PLANNED INVESTMENTS INC.
February 26, 1975 - March 10, 1979
DAVE FRIES AND ASSOCIATES
February 7, 1975 - March 28, 1975
AMERICAN INVESTORS COMPANY
July 25, 1973 - March 10, 1975
EQUITEC SECURITIES COMPANY
July 26, 1971 - September 16, 1973
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
November 21, 1968 - September 16, 1973
SIGNATOR INVESTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 11/14/1968
Registered Representative ExaminationSeries 40
Date: 11/28/1978
Registered Principal ExaminationCurrent Firm
CENTER STREET SECURITIES, INC.
CRD#: 26898 / SEC#: , 8-42786
Contact information
Documents
Disclosures
| Regulatory Event | 6 |
| Criminal | 1 |
| Arbitration | 7 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
