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Kenneth Dean Pace

CRD# 354870·Registered 1970 - 1989
Previously Registered: Being a previously registered professional could mean that Kenneth is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Kenneth Dean Pace was a registered financial advisor. Kenneth was a previously registered financial professional and started their career in finance 1970 - 1989. Kenneth had worked at 7 firms and has passed the Series 7, Series 1 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

57 years in the financial services industry

Current & Past Employments

V.H. COSTELLO SECURITIES, INC.·CRD# 14864
BD
July 13, 1987 - February 11, 1989
FIRST DEVONSHIRE SECURITIES, INC.·CRD# 16977
BD
March 31, 1987 - May 28, 1987
J. ROBERT SHEEKS & CO.·CRD# 10310
BD
May 23, 1986 - December 18, 1986
NIELSON AND CLARK INC.·CRD# 13508
BD
June 5, 1984 - July 29, 1985
DILLON SECURITIES, INC.·CRD# 10660
BD
August 10, 1982 - December 23, 1982
UNIVERSAL UNDERWRITING SERVICE, INC.·CRD# 5833
BD
August 17, 1971 - June 26, 1975
CENTAUR SECURITIES LTD.·CRD# 5367
BD
September 30, 1970 - October 7, 1971

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Current Firm

VC
V.H. COSTELLO SECURITIES, INC.

V.H. COSTELLO SECURITIES, INC.

CRD#: 14864 / SEC#: 8-31327
BD
Expelled by FINRA on 10/13/1989

Contact Information

Established

Washington since 02/09/1985

Firm Type

Corporation

Documents

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 7 — General Securities Representative Examination

Passed May 1982About the Series 7 exam

Series 1 — Registered Representative Examination

Passed Jul 1969

Series 24 — General Securities Principal Examination

Passed Jun 1982About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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