Kenneth D. Pace
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kenneth Dean Pace was a registered financial professional .
Kenneth is a previously registered financial professional and started their career in finance in 1970. Kenneth had worked at 7 firms and has passed the Series 7, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 13, 1987 - February 11, 1989
V.H. COSTELLO SECURITIES, INC.
March 31, 1987 - May 28, 1987
FIRST DEVONSHIRE SECURITIES, INC.
May 23, 1986 - December 18, 1986
J. ROBERT SHEEKS & CO.
June 5, 1984 - July 29, 1985
NIELSON AND CLARK INC.
August 10, 1982 - December 23, 1982
DILLON SECURITIES, INC.
August 17, 1971 - June 26, 1975
UNIVERSAL UNDERWRITING SERVICE, INC.
September 30, 1970 - October 7, 1971
CENTAUR SECURITIES LTD.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 7/7/1969
Registered Representative ExaminationCurrent Firm
V.H. COSTELLO SECURITIES, INC.
CRD#: 14864 / SEC#: , 8-31327
Contact information
Documents
Red Flags
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