Porter L. Ozanne

PROBITY ADVISORS

DALLAS, TX 75231

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CRD#: 354799

Professional summary

Porter Louis Ozanne III, who also goes by Buddy Ozanne, Porter Louis Ozanne, is a registered financial advisor currently at PROBITY ADVISORS, INC. located in Dallas, Texas and WSA AFFILIATES, LLC located in Dallas, Texas.

Porter is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1973. Porter has worked at 9 firms and has passed the Series 65, Series 63, Series 1 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Buddy Ozanne | Porter Louis Ozanne

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) OZANNE & ASSOC (A SOLE PROPRIETOR) NON-INVESTMENT RELATED. 10000 N CENTRAL EXPRESSWAY, #1326, DALLAS, TX 75231. LIFE INS AGENCY - ACTIVE. I AM SOLE OWNER & AGENT SINCE 02/1976 TO PRESENT. I DEVOTE ONLY A LIMITED AMOUNT OF TIME TO THIS FIRM AND LESS THAN 1 HOUR PER WEEK ON AVERAGE DURING A WEEK'S TRADING HOURS. INSURANCE AGENT. 2) PROBITY ADVISORS, INC., INVESTMENT RELATED. 10000 N CENTRAL EXPRESSWAY, #1326, DALLAS, TX 75231. REGISTERED INVESTMENT ADVISORY FIRM. I AM PRESIDENT/IAR & 70% SHAREHOLDER INCORPORATED 02/2002. I SPEND 20+ HOURS PER WEEK WITH THIS FIRM, APPROXIMATELY 10-15 ARE SPENT DURING TRADING HOURS. I AM RESPONSIBLE FOR THE FIRM'S OVERALL SUPERVISION. 3)PRESIDENT WITH WSA AFFILIATES, LLC, A STATE REGISTERED INVESTMENT ADVISOR (TX), SINCE FEBRUARY 2008, LOCATED AT 10000 N CENTRAL EXPRESSWAY #1326, DALLAS, TX 75231. I SPEND LESS THAN ONE HOUR PER WEEK WORKING FOR THIS FIRM, APPROXIMATELY ALL OF WHICH OCCURS DURING TRADING HOURS. I AM RESPONSIBLE FOR THE OVERALL SUPERVISION OF THE FIRM. 4)Vice President/Owner (50%) of FA Holdings, Inc., since May 2019, Located at 10000 N. Central Expressway, #1326, Dallas, TX 75231. FA Holdings is not investment related. FA Holdings is a technology services company providing data analytics and integration services to Probity Advisors, Inc. I devote approximately 20 hours per week to FA Holding, 10-15 hours/week spent during trading hours. I supervise the firm's operations.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Porter Louis Ozanne III's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 15, 2005 - Present

PROBITY ADVISORS, INC.

Office #1: 10000 N. Central Expressway #1326, Dallas, TX 75231

RIA

CRD#: 121849

DALLAS, TX

Current

February 25, 2008 - Present

WSA AFFILIATES, LLC

Office #1: 10000 N. Central Expressway #1326, Dallas, TX 75231

RIA

CRD#: 144108

DALLAS, TX

Past

March 13, 2007 - March 13, 2009

TRADERIGHT SECURITIES, INC.

CRD#: 45598

DALLAS, TX

Past

January 3, 2006 - December 31, 2006

WOODBURY FINANCIAL SERVICES, INC.

CRD#: 421

DALLAS, TX

Past

July 2, 1999 - March 23, 2004

TOWER SQUARE SECURITIES, INC.

RIA

CRD#: 833

DALLAS, TX

Past

July 2, 1999 - December 31, 2005

TOWER SQUARE SECURITIES, INC.

CRD#: 833

DALLAS, TX

Past

May 5, 1994 - July 1, 1999

ADVANTAGE CAPITAL CORPORATION

CRD#: 146

ATLANTA, GA

Past

December 24, 1992 - May 6, 1994

IFG NETWORK SECURITIES, INC.

CRD#: 19948

ATLANTA, GA

Past

July 14, 1987 - January 22, 1993

PLANNED INVESTMENTS INC.

CRD#: 5066

ATLANTA, GA

Past

May 12, 1977 - July 21, 1987

ADVANTAGE CAPITAL CORPORATION

CRD#: 146

Past

June 1, 1973 - January 4, 1977

GUARDIAN INVESTOR SERVICES LLC

CRD#: 6635

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PROBITY ADVISORS, INC.

NESTING EASY | PROBITY ADVISORS, INC.

CRD#: 121849 / SEC#: 801-61430

RIA

Registered Investment Advisory firm - (10/3/2002 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(4/15/2005)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/14/1997

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/3/1984

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 1

Date: 5/25/1973

Registered Representative Examination

Principal/Supervisory Exam

Series 24

Date: 4/28/1997

General Securities Principal Examination

Current Firm

PROBITY ADVISORS, INC.

NESTING EASY | PROBITY ADVISORS, INC.

CRD#: 121849 / SEC#: 801-61430

RIA

Registered Investment Advisory firm - (10/3/2002 Approved)

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Contact information

Main Address

10000 N. Central Expressway Suite 1326, Dallas, TX 75231

Mailing Address

Phone number

(214) 891-8131

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (12 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PART 2A OF FORM ADV-03.25.2025 (3/27/2025)

Regulatory assets under management

Total Number of Accounts	1,111
AUM (Assets Under Management)	$ 731,792,868

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Porter L. Ozanne

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Porter Louis Ozanne III's CRS (Customer Relationship Summary).

Certified licenses

Experience

WSA AFFILIATES, LLC

TRADERIGHT SECURITIES, INC.

WOODBURY FINANCIAL SERVICES, INC.

TOWER SQUARE SECURITIES, INC.

TOWER SQUARE SECURITIES, INC.

ADVANTAGE CAPITAL CORPORATION

IFG NETWORK SECURITIES, INC.

PLANNED INVESTMENTS INC.

ADVANTAGE CAPITAL CORPORATION

GUARDIAN INVESTOR SERVICES LLC

Primary Firm SEC Registration

PROBITY ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 7/14/1997

Series 63

Date: 10/3/1984

Series 1

Date: 5/25/1973

Series 24

Date: 4/28/1997

Current Firm

PROBITY ADVISORS, INC.

Contact information

SEC notice filing (12 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PROBITY ADVISORS, INC.

TRUST BUT VERIFY

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