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JO

John P. Overland

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CRD#: 354456
JO

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

John Phillip Overland, who also goes by John Phillip Mccanlies, was a registered financial professional .

John is a previously registered financial professional and started their career in finance in 1967. John had worked at 3 firms and has passed the Series 63, SIE, Series 31, Series 1, Series 51 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


John Phillip Mccanlies

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

February 21, 2012 - March 26, 2015

OVERLAND AND SHANAHAN

RIA
CRD#: 133505
SAN DIEGO, CA
Past

November 22, 2005 - December 31, 2005

OVERLAND AND SHANAHAN

RIA
CRD#: 133505
LA JOLLA, CA
Past

December 31, 1997 - December 31, 2014

LPL FINANCIAL LLC

RIA
CRD#: 6413
SAN DIEGO, CA
Past

May 27, 1994 - December 31, 2014

LPL FINANCIAL LLC

BD
CRD#: 6413
SAN DIEGO, CA
Past

October 16, 1967 - May 27, 1994

LINCOLN FINANCIAL DISTRIBUTORS, INC.

BD
CRD#: 145
RADNOR, PA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 5/30/1989
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam
RR
Series 31
Date: 5/27/1998
Futures Managed Funds Examination
General Industry/Product Exam
RR
Series 1
Date: 10/16/1967
Registered Representative Examination
Principal/Supervisory Exam
Principal/Supervisory Exam

Current Firm


OA
OVERLAND AND SHANAHAN
JOHN P. OVERLAND, CLU, CHFC | OVERLAND, JOHN P. | OVERLAND AND SHANAHAN | OVERLAND & SHANAHAN WEALTH ADVISORS, INC. | MICHAEL D. SHANAHAN

CRD#: 133505 / SEC#:

California
Registered Investment Advisory firm - (9/22/1997 Approved)
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Contact information


Main Address
12520 High Bluff Drive Suite 120, San Diego, CA 92130
Mailing Address
Phone number
(858) 792-7027
Established
Firm type
Fiscal year end
# of Employees
2

Documents


Latest Form ADV

Red Flags


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Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


OVERLAND AND SHANAHAN

CRD#: 133505

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