Henry J. Ouderkirk
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Henry John Ouderkirk was a registered financial professional .
Henry is a previously registered financial professional and started their career in finance in 1971. Henry had worked at 4 firms and has passed the Series 1, F04 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 3, 1976 - December 7, 1992
DE LAUREAL, MUNROE SECURITIES CORPORATION
March 12, 1974 - April 3, 1975
CLAVERACH SECURITIES CORPORATION
July 18, 1972 - April 6, 1974
COMPREHENSIVE CAPITAL CORPORATION
July 26, 1971 - July 29, 1972
THE I.E.S. MANAGEMENT GROUP, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 7/22/1971
Registered Representative ExaminationF04
Date: 4/25/1974
Financial Principal ExaminationSeries 00
Date: 4/4/1974
General Securities Principal ExaminationCurrent Firm
DE LAUREAL, MUNROE SECURITIES CORPORATION
CRD#: 7276 / SEC#: , 8-20798
Contact information
Documents
Red Flags
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