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Henry John Ouderkirk

CRD# 354356·Registered 1971 - 1992
Previously Registered: Being a previously registered professional could mean that Henry is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Henry John Ouderkirk was a registered financial advisor. Henry was a previously registered financial professional and started their career in finance 1971 - 1992. Henry had worked at 4 firms and has passed the Series 1, F04 and Series 00 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

55 years in the financial services industry

Current & Past Employments

DE LAUREAL, MUNROE SECURITIES CORPORATION·CRD# 7276
BD
New York, NY
November 3, 1976 - December 7, 1992
CLAVERACH SECURITIES CORPORATION·CRD# 1000005
BD
March 12, 1974 - April 3, 1975
COMPREHENSIVE CAPITAL CORPORATION·CRD# 6215
BD
July 18, 1972 - April 6, 1974
THE I.E.S. MANAGEMENT GROUP, INC.·CRD# 5256
BD
July 26, 1971 - July 29, 1972

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Current Firm

DL
DE LAUREAL, MUNROE SECURITIES CORPORATION

DE LAUREAL, MUNROE SECURITIES CORPORATION

CRD#: 7276 / SEC#: 8-20798
BD
Expelled by FINRA on 12/07/1992

Contact Information

Established

New Jersey since 04/02/1976

Firm Type

Corporation

Fiscal Year End

December

Documents

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 1 — Registered Representative Examination

Passed Jul 1971

F04 — Financial Principal Examination

Passed Apr 1974

Series 00 — General Securities Principal Examination

Passed Apr 1974

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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