Jack N. Burdick
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jack Neal Burdick was a registered financial professional .
Jack is a previously registered financial professional and started their career in finance in 1968. Jack had worked at 7 firms and has passed the Series 1 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 19, 1982 - September 4, 1986
C. E. CARLSON, INC.
May 11, 1981 - November 21, 1983
DIVERSE FINANCIAL CORP.
July 27, 1979 - September 4, 1986
C. E. CARLSON, INC.
October 10, 1975 - August 9, 1979
LINK-UP+1 SECURITIES, INC
February 21, 1975 - December 15, 1975
FIRST EQUITIES CORP.
February 7, 1974 - April 26, 1975
HORNBLOWER & WEEKS - HEMPHILL, NOYES INCORPORATED
December 16, 1971 - March 28, 1974
DUPONT WALSTON, INCORPORATED
April 17, 1968 - November 6, 1971
DAIN, KALMAN & QUAIL, INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 4/9/1968
Registered Representative ExaminationSeries 00
Date: 5/3/1975
General Securities Principal ExaminationCurrent Firm
C. E. CARLSON, INC.
CRD#: 6851 / SEC#: , 8-25891
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
