Michael H. Ostrov
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Harold Ostrov was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1969. Michael had worked at 9 firms and has passed the SIE, Series 1, Series 4, Series 40 and Series 12 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 5, 1992 - May 16, 2018
WHITEHALL-PARKER SECURITIES, INC.
February 7, 1992 - November 4, 1992
FSC SECURITIES CORPORATION
March 8, 1990 - February 7, 1992
BRITSON INVESTMENTS, INC.
January 3, 1989 - September 7, 1989
PRUDENTIAL EQUITY GROUP, LLC
August 12, 1988 - December 21, 1988
BIRR WILSON, INC.
April 1, 1986 - August 12, 1988
BWS, INC.
December 7, 1978 - April 1, 1986
BIRR, WILSON & CO., INC.
February 24, 1978 - December 13, 1978
MORGAN STANLEY DW INC.
January 1, 1969 - February 24, 1978
DEAN WITTER & CO. INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 12/26/1968
Registered Representative ExaminationSeries 40
Date: 9/16/1976
Registered Principal ExaminationSeries 12
Date: 5/18/1967
NYSE Branch Manager ExaminationCurrent Firm
WHITEHALL-PARKER SECURITIES, INC.
CRD#: 10608 / SEC#: , 8-27688
Contact information
FINRA licenses (1 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 25 |
| AUM (Assets Under Management) | $ 20,000,000 |
Disclosures
| Regulatory Event | 2 |
| Civil Event | 1 |
Red Flags
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