Kurt E. Orton
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kurt Emory Orton was a registered financial professional .
Kurt is a previously registered financial professional and started their career in finance in 1968. Kurt had worked at 5 firms and has passed the Series 66, Series 1 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 2, 2013 - December 12, 2022
TEN CAPITAL WEALTH ADVISORS, LLC
July 17, 2009 - January 2, 2013
RICHARDS, MERRILL & PETERSON, INC.
June 18, 1975 - January 2, 2013
RICHARDS MERRILL WEALTH MANAGEMENT
March 1, 1971 - May 21, 1971
FOSTER & MARSHALL
May 28, 1968 - March 24, 1971
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 1
Date: 6/10/1975
Registered Representative ExaminationSeries 40
Date: 10/23/1976
Registered Principal ExaminationCurrent Firm
TEN CAPITAL WEALTH ADVISORS, LLC
CRD#: 159802 / SEC#: 801-73030
Contact information
Regulatory assets under management
| Total Number of Accounts | 2,351 |
| AUM (Assets Under Management) | $ 913,068,185 |
Red Flags
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