David H. Orr
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Herbert Orr was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1973. David had worked at 11 firms and has passed the Series 63 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 13, 2002 - October 29, 2002
AFFILIATED FUNDING CORP.
September 2, 1998 - March 21, 2000
BAXTER BANKS & SMITH, LTD.
September 15, 1992 - December 4, 1998
GROVE POINT INVESTMENTS, LLC
January 9, 1991 - September 10, 1992
PLANNED INVESTMENTS INC.
November 15, 1990 - December 31, 1990
IFG NETWORK SECURITIES, INC.
October 17, 1985 - November 26, 1990
CARNEGIE SECURITIES CORPORATION
November 22, 1983 - September 4, 1985
FIRST ATLANTIC INVESTMENT CORP.
May 19, 1983 - March 5, 1984
ELMS SECURITIES CORP.
June 13, 1980 - December 7, 1982
PALISADES PLANNING CORP.
August 29, 1977 - July 7, 1979
JSC SECURITIES, INC.
May 1, 1973 - August 19, 1977
ENI CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 4/19/1973
Registered Representative ExaminationCurrent Firm
AFFILIATED FUNDING CORP.
CRD#: 104256 / SEC#: , 8-52717
Contact information
Documents
Red Flags
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