Thomas J. Orourke
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Thomas Joseph Orourke, who also goes by T J Orourke, was a registered financial professional .
Thomas is a previously registered financial professional and started their career in finance in 1973. Thomas had worked at 6 firms and has passed the Series 63, Series 1, Series 24, Series 4, Series 12 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 30, 2002 - March 7, 2006
J.P. TURNER & COMPANY, L.L.C.
September 4, 1987 - September 30, 2002
SCHNEIDER SECURITIES, INC.
December 18, 1985 - June 11, 1987
INTEGRATED RESOURCES EQUITY CORPORATION
March 11, 1983 - November 26, 1985
WEDBUSH SECURITIES INC.
December 11, 1974 - April 11, 1983
B. J. LEONARD AND COMPANY, INC.
June 13, 1973 - December 15, 1981
BARTON AND COMPANY INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 6/8/1973
Registered Representative ExaminationSeries 12
Date: 6/18/1983
NYSE Branch Manager ExaminationSeries 40
Date: 4/9/1976
Registered Principal ExaminationCurrent Firm
J.P. TURNER & COMPANY, L.L.C.
CRD#: 43177 / SEC#: , 8-50156
Contact information
Documents
Disclosures
| Regulatory Event | 30 |
| Arbitration | 12 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
