John J. Oros
Professional summary
John Joseph Oros is a registered financial professional currently at J.C. FLOWERS SECURITIES CO. LLC located in New York, New York.
John is registered as a RR (Registered Representative) and started their career in finance in 1972. John has worked at 5 firms and has passed the Series 63, SIE, Series 79, Series 7, Series 1, F04 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view John Joseph Oros's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 13, 2014 - Present
J.C. FLOWERS SECURITIES CO. LLC
Office #1: 1301 Avenue Of The Americas 16th Floor, New York, NY, 10019Office #2: 1301 Avenue Of The Americas 16th Floor, New York, NY, 10019September 22, 1980 - March 29, 2000
GOLDMAN SACHS & CO. LLC
August 22, 1979 - September 1, 1980
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 30, 1978 - August 20, 1979
VEREX SECURITIES, INC.
February 8, 1972 - August 8, 1974
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/8/2015)
Exams
Series 1
Date: 2/3/1972
Registered Representative ExaminationF04
Date: 6/1/1978
Financial Principal ExaminationSeries 40
Date: 6/1/1978
Registered Principal ExaminationFINRA
Current Firm
J.C. FLOWERS SECURITIES CO. LLC
CRD#: 168757 / SEC#: , 8-69325
Contact information
FINRA licenses (2 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
