Robert J. Orians
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Joseph Orians was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1972. Robert had worked at 8 firms and has passed the Series 63, Series 1, Series 4 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 24, 1979 - January 26, 1988
ORIANS INVESTMENT COMPANY
July 6, 1978 - September 8, 1979
EVERGREEN SECURITIES, INC.
April 25, 1978 - July 30, 1978
TORREY & CO., INC.
July 27, 1977 - May 17, 1978
FOSTER & MARSHALL INC.
September 5, 1975 - August 19, 1977
BELFORD HAMMERBECK, INC
February 7, 1974 - November 3, 1975
HORNBLOWER & WEEKS - HEMPHILL, NOYES INCORPORATED
July 2, 1973 - April 6, 1974
DUPONT WALSTON, INCORPORATED
August 22, 1972 - July 2, 1973
DUPONT GLORE FORGAN INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 8/11/1972
Registered Representative ExaminationSeries 00
Date: 9/26/1975
General Securities Principal ExaminationCurrent Firm
ORIANS INVESTMENT COMPANY
CRD#: 7994 / SEC#: , 8-23990
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
