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Stephen K. Burch

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CRD#: 35324
SB

Professional summary

Stephen Kenneth Burch was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Stephen is a previously registered financial professional and started their career in finance in 1971. Prior to being barred, Stephen had worked at 10 firms, which includes EQUITY CONCEPTS INC., HUNTLEIGH SECURITIES CORPORATION, HESS INVESTMENT CO., CLAYTON SECURITIES SERVICES INC., AMERICAN CAPITAL EQUITIES INC., CLAYTON BROKERAGE CO. OF ST. LOUIS INC., INVESTOGENIC SERVICES INC., ATLANTA 2000 SECURITIES CORPORATION, VISTA FINANCIAL CORPORATION INCORPORATED, PACIFIC CONTINENTAL SECURITIES CORPORATION.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

July 20, 2006 - June 10, 2010

EQUITY CONCEPTS, INC.

BD
CRD#: 139243
SUNSET HILLS, MO
Past

September 14, 2000 - January 9, 2007

HUNTLEIGH SECURITIES CORPORATION

BD
CRD#: 7456
ST. LOUIS, MO
Past

November 20, 1992 - December 15, 1995

HESS INVESTMENT CO.

BD
CRD#: 407
CLAYTON, MO
Past

February 1, 1989 - December 31, 2002

CLAYTON SECURITIES SERVICES, INC.

BD
CRD#: 23768
CLAYTON, MO
Past

July 12, 1984 - March 14, 1989

AMERICAN CAPITAL EQUITIES, INC.

BD
CRD#: 13272
Past

June 9, 1976 - April 23, 1984

CLAYTON BROKERAGE CO. OF ST. LOUIS, INC.

BD
CRD#: 6577
Past

June 13, 1973 - February 22, 1977

INVESTOGENIC SERVICES, INC.

BD
CRD#: 4076
Past

July 18, 1972 - March 9, 1973

ATLANTA 2000 SECURITIES CORPORATION

BD
CRD#: 6278
Past

November 15, 1971 - June 21, 1972

VISTA FINANCIAL CORPORATION INCORPORATED

BD
CRD#: 1428
Past

March 11, 1971 - June 13, 1971

PACIFIC CONTINENTAL SECURITIES CORPORATION

BD
CRD#: 2398

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 2/18/1982
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 15
Date: 11/30/1982
Foreign Currency Options Examination
General Industry/Product Exam
RR
Series 5
Date: 10/22/1981
Interest Rate Options Examination
Principal/Supervisory Exam
RR
Series 4
Date: 9/13/1977
Registered Options Principal Examination
Principal/Supervisory Exam
RR
Series 00
Date: 3/8/1971
General Securities Principal Examination

Current Firm

EC
EQUITY CONCEPTS, INC.
EQUITY CONCEPTS, INC.

CRD#: 139243 / SEC#: , 8-67204

BD
Terminated by SEC on 08/29/2010
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Contact information

Main Address
Mailing Address
Phone number
Established
Missouri since 05/14/1992
Firm type
Corporation
Fiscal year end
December
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
BURCH, STEPHEN KENNETHSEC./TREAUS./DIR. ROP, CROP, FNOP35324
DIEMER, MARK EDWARDDIRECTOR, PRESIDENT, CHEIF COMPLIANCE OFFICER, MSRB1280910

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

EQUITY CONCEPTS, INC.

CRD#: 139243

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