Howard Jerome Abner
Professional Summary
Howard Jerome Abner, who also goes by Howard J Abner, was a registered financial advisor. Howard was a previously registered financial professional and started their career in finance 1969 - 2025. Howard had worked at 4 firms and has passed the Series 63, Series 7TO, Series 99TO, SIE, Series 1, Series 27, Series 24, Series 53, Series 14, Series 4 and Series 00 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Howard J Abner
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
63 years registered in the securities industry
Current & Past Employments
Past
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Current Firm
ABNER HERRMAN & BROCK, LLC | ABNER, HERRMAN & BROCK, INC.
Contact Information
Main Address
185 Hudson Street Suite 1640, Jersey City, NJ 07311Phone Number
(201) 484-2000Established
Delaware since 08/28/2006Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
Small# of Employees
13SEC notice filing (33 States and Territories)
Registered to provide investment advisory services in 33 US states and territories.
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ABNER, HERRMAN & BROCK, INC. | MEMBER | — |
| ABNER, HOWARD JEROME | CHIEF COMPLIANCE OFFICER | 353 |
Regulatory Assets Under Management
Total Number of Accounts
2,403AUM (Assets Under Management)
$2,736,053,212Disclosures
Regulatory Event
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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Primary Firm SEC Registration
ABNER HERRMAN & BROCK, LLC | ABNER, HERRMAN & BROCK, INC.
State Registrations and Notice Filings
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Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 1 — Registered Representative Examination
Passed Jun 1963Series 00 — General Securities Principal Examination
Passed Mar 1969Similar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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