Michael F. Oneill
Professional summary
Michael Francis Oneill was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Michael is a previously registered financial professional and started their career in finance in 1969. Prior to being barred, Michael had worked at 20 firms, which includes J.P. TURNER & COMPANY L.L.C., SALOMON GREY FINANCIAL CORPORATION, NATIONAL SECURITIES CORPORATION, FINANCIAL CONSULTANT GROUP LLC, THE CONCORD EQUITY GROUP LLC, DOMINICK & DICKERMAN LLC, A. G. EDWARDS & SONS INC., INVESTMENT MONITOR INC., PRUDENTIAL EQUITY GROUP LLC, LEHMAN BROTHERS INC., TUCKER ANTHONY INCORPORATED, J.P. MORGAN SECURITIES LLC, MERRILL LYNCH PIERCE FENNER & SMITH INCORPORATED, KIDDER PEABODY & CO. INCORPORATED, BLYTH EASTMAN DILLON & CO. INCORPORATED, W. E. HUTTON & CO., FAHNESTOCK INTERNATIONAL INC., THOMSON MCKINNON SECURITIES INC., F S DONAHUE SANTO & CO.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 27, 2006 - September 15, 2006
J.P. TURNER & COMPANY, L.L.C.
October 18, 2005 - February 27, 2006
SALOMON GREY FINANCIAL CORPORATION
November 19, 2002 - October 5, 2005
NATIONAL SECURITIES CORPORATION
January 31, 2002 - October 17, 2002
FINANCIAL CONSULTANT GROUP, LLC
March 31, 1998 - February 15, 2002
THE CONCORD EQUITY GROUP, LLC
November 1, 1995 - January 26, 1998
DOMINICK & DICKERMAN LLC
January 29, 1993 - September 30, 1994
A. G. EDWARDS & SONS, INC.
April 6, 1992 - February 2, 1993
INVESTMENT MONITOR, INC.
November 7, 1989 - April 8, 1992
PRUDENTIAL EQUITY GROUP, LLC
March 6, 1986 - November 25, 1989
LEHMAN BROTHERS INC.
January 4, 1983 - March 6, 1986
TUCKER ANTHONY INCORPORATED
November 19, 1979 - January 19, 1983
J.P. MORGAN SECURITIES LLC
April 6, 1979 - November 8, 1979
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 19, 1978 - April 26, 1979
KIDDER, PEABODY & CO. INCORPORATED
December 19, 1977 - May 19, 1978
KIDDER, PEABODY & CO., INCORPORATED
March 11, 1974 - January 2, 1978
BLYTH EASTMAN DILLON & CO. INCORPORATED
May 2, 1973 - April 8, 1974
W. E. HUTTON & CO.
May 5, 1971 - May 8, 1973
FAHNESTOCK INTERNATIONAL INC.
February 9, 1971 - May 26, 1971
THOMSON MCKINNON SECURITIES INC.
October 1, 1969 - March 1, 1971
F S DONAHUE SANTO & CO
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
PC
Date: 11/1/1979
AMEX Put and Call ExamSeries 000
Date: 2/22/1971
General Securities Principal ExaminationSeries 1
Date: 9/26/1969
Registered Representative ExaminationCurrent Firm
J.P. TURNER & COMPANY, L.L.C.
CRD#: 43177 / SEC#: , 8-50156
Contact information
Documents
Disclosures
| Regulatory Event | 30 |
| Arbitration | 12 |
Red Flags
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