Gene S. Olson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gene Stanley Olson was a registered financial professional .
Gene is a previously registered financial professional and started their career in finance in 1971. Gene had worked at 10 firms and has passed the Series 63, Series 1 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 13, 1992 - August 27, 1992
KOBER FINANCIAL CORP.
March 13, 1990 - May 8, 1990
COVEY & CO., INC.
May 25, 1989 - August 23, 1989
ALPINE SECURITIES CORPORATION
May 8, 1985 - May 22, 1987
POWER SECURITIES CORPORATION
February 17, 1984 - April 19, 1984
SECO SECURITIES, INC.
June 16, 1983 - January 12, 1984
R.B. MARICH, INC.
December 17, 1982 - April 14, 1983
MALONE & ASSOCIATES, INC.
December 10, 1973 - November 15, 1982
SECO SECURITIES, INC.
August 24, 1973 - February 14, 1974
PARKER-JACKSON & CO., INC.
March 10, 1972 - February 25, 1975
M. L. FALLICK CO., INC.
September 20, 1971 - August 30, 1972
OLSON-FALLICK & CO INC
February 10, 1971 - October 29, 1971
M. L. FALLICK CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 2/5/1971
Registered Representative ExaminationSeries 00
Date: 7/16/1971
General Securities Principal ExaminationCurrent Firm
KOBER FINANCIAL CORP.
CRD#: 17551 / SEC#: , 8-35274
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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