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Gene Stanley Olson

CRD# 352486·Registered 1971 - 1992
Previously Registered: Being a previously registered professional could mean that Gene is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Gene Stanley Olson was a registered financial advisor. Gene was a previously registered financial professional and started their career in finance 1971 - 1992. Gene had worked at 10 firms and has passed the Series 63, Series 1 and Series 00 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

55 years in the financial services industry

Current & Past Employments

KOBER FINANCIAL CORP.·CRD# 17551
BD
May 13, 1992 - August 27, 1992
COVEY & CO., INC.·CRD# 4110
BD
March 13, 1990 - May 8, 1990
ALPINE SECURITIES CORPORATION·CRD# 14952
BD
May 25, 1989 - August 23, 1989
POWER SECURITIES CORPORATION·CRD# 15527
BD
May 8, 1985 - May 22, 1987
SECO SECURITIES, INC.·CRD# 5363
BD
February 17, 1984 - April 19, 1984
R.B. MARICH, INC.·CRD# 13227
BD
June 16, 1983 - January 12, 1984
MALONE & ASSOCIATES, INC.·CRD# 10412
BD
December 17, 1982 - April 14, 1983
SECO SECURITIES, INC.·CRD# 5363
BD
December 10, 1973 - November 15, 1982
PARKER-JACKSON & CO., INC.·CRD# 2980
BD
August 24, 1973 - February 14, 1974
M. L. FALLICK CO., INC.·CRD# 5211
BD
March 10, 1972 - February 25, 1975
OLSON-FALLICK & CO INC·CRD# 1000004
BD
September 20, 1971 - August 30, 1972
M. L. FALLICK CO., INC.·CRD# 5211
BD
February 10, 1971 - October 29, 1971

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Current Firm

KF
KOBER FINANCIAL CORP.

KOBER FINANCIAL CORP | KOBER FINANCIAL CORP.

CRD#: 17551 / SEC#: 8-35274
BD
Cancelled by SEC on 05/17/1995

Contact Information

Established

Colorado since 09/13/1985

Firm Type

Corporation

Fiscal Year End

February

Documents

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jun 1992About the Series 63 exam

Series 1 — Registered Representative Examination

Passed Feb 1971

Series 00 — General Securities Principal Examination

Passed Jul 1971

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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