Curtis A. Olson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Curtis Allan Olson was a registered financial professional .
Curtis is a previously registered financial professional and started their career in finance in 1970. Curtis had worked at 11 firms and has passed the Series 66, SIE and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 27, 2010 - December 31, 2015
PLANMEMBER SECURITIES CORPORATION
July 23, 2010 - December 31, 2015
PLANMEMBER SECURITIES CORPORATION
February 1, 2002 - July 7, 2009
LPL FINANCIAL LLC
November 20, 2000 - February 11, 2002
PLANMEMBER SECURITIES CORPORATION
July 12, 1999 - November 13, 2000
INSTITUTIONAL SECURITIES CORPORATION
November 26, 1996 - July 9, 1999
SIGNATOR FINANCIAL SERVICES, INC.
January 5, 1987 - July 21, 1987
BENEFIT SECURITIES, INC.
September 22, 1986 - January 1, 1988
SENTRA SECURITIES CORPORATION
May 25, 1983 - October 1, 1986
BENEFIT SECURITIES, INC.
January 6, 1983 - October 6, 1983
CAPITAL CONSULTANTS, INC.
December 28, 1981 - January 3, 1989
LINCOLN NATIONAL PENSION INSURANCE COMPANY
October 7, 1980 - January 7, 1997
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
October 7, 1980 - January 7, 1997
OSAIC FA, INC.
June 2, 1970 - December 17, 1984
TOWER SQUARE SECURITIES, INC.
Primary Firm SEC Registration
PLANMEMBER SECURITIES CORPORATION
CRD#: 11869 / SEC#: 801-39177, 8-25065
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 5/21/1970
Registered Representative ExaminationCurrent Firm
PLANMEMBER SECURITIES CORPORATION
CRD#: 11869 / SEC#: 801-39177, 8-25065
Contact information
SEC notice filing (52 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PLANMEMBER FINANCIAL CORPORATION | OWNER | |
| BOWMAN, BYRON FRANCIS | CHIEF LEGAL OFFICER & SECRETARY | 2673117 |
| HALEY, SEAN PATRICK | CHIEF COMPLIANCE OFFICER | 2837579 |
| HANSON, STEVEN R | CHIEF FINANCIAL OFFICER / FINOPS | 4854600 |
| JANEWAY, TERRALL JOSEPH | EVP/CHIEF OPERATING OFFICER | 2947154 |
| ZIEHL, JON MICHAEL | PRESIDENT | 707642 |
Regulatory assets under management
| Total Number of Accounts | 68,978 |
| AUM (Assets Under Management) | $ 9,035,509,268 |
Disclosures
| Regulatory Event | 5 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/21/2022 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
