John L. Olsen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Lewis Olsen was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1974. John had worked at 11 firms and has passed the Series 65, Series 63, Series 7, Series 6 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 4, 2010 - October 1, 2012
CENTAURUS FINANCIAL, INC.
January 4, 2010 - October 1, 2012
CENTAURUS FINANCIAL, INC.
October 1, 2009 - December 31, 2009
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
October 1, 2009 - December 31, 2009
CAMBRIDGE INVESTMENT RESEARCH, INC.
September 19, 2007 - September 30, 2009
NEW ENGLAND SECURITIES
September 4, 2007 - September 30, 2009
NEW ENGLAND SECURITIES
May 19, 1997 - August 10, 2007
SECURITIES AMERICA ADVISORS, INC.
April 7, 1997 - August 10, 2007
SECURITIES AMERICA, INC.
July 13, 1993 - May 1, 1997
CETERA WEALTH SERVICES, LLC
July 5, 1985 - November 10, 1989
WALNUT STREET SECURITIES, INC.
May 29, 1985 - September 2, 1987
GENERAL AMERICAN LIFE INSURANCE COMPANY
April 20, 1978 - April 9, 1985
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
September 2, 1974 - June 17, 1978
METROPOLITAN LIFE INSURANCE COMPANY
Primary Firm SEC Registration
CENTAURUS FINANCIAL, INC.
CRD#: 30833 / SEC#: 801-56882, 8-45185
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 8/22/1974
Registered Representative ExaminationCurrent Firm
CENTAURUS FINANCIAL, INC.
CRD#: 30833 / SEC#: 801-56882, 8-45185
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FEDERATION OF FINANCIAL SERVICES | OWNER | |
| KREMER, STEPHEN MARK | OWNER | 1188829 |
| RUBINO, MICHAEL PETER | OWNER | 1188940 |
| DUHOVIC, JEROME VICTOR | DIRECTOR/EVP/CHIEF ADMINISTRATIVE OFFICER | 2123754 |
| DUHOVIC, JEROME VICTOR | CHIEF COMPLIANCE OFFICER | 2123754 |
| KING, JAMES RONALD SR | DIRECTOR/CHAIRMAN OF THE BOARD/CEO | 269927 |
| KING, PAUL J | DIRECTOR/GENERAL COUNSEL | 5017845 |
| KING, WESTLEY HAYES | DIRECTOR/PRESIDENT | 2527676 |
| LEJMAN, SHERI J | CFO/SVP/PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER |
Regulatory assets under management
| Total Number of Accounts | 38,049 |
| AUM (Assets Under Management) | $ 7,336,108,151 |
Disclosures
| Regulatory Event | 18 |
| Arbitration | 8 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
