Donald E. Olsen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Donald Eugene Olsen, who also goes by Donald Eugene Olson, was a registered financial professional .
Donald is a previously registered financial professional and started their career in finance in 1973. Donald had worked at 7 firms and has passed the Series 1 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 1, 2002 - February 21, 2002
JOHN HANCOCK DISTRIBUTORS LLC
September 3, 1996 - January 1, 2002
MANULIFE WOOD LOGAN, INC.
April 1, 1992 - August 27, 1996
WOOD LOGAN DISTRIBUTORS, INC.
September 19, 1990 - March 23, 1992
MANULIFE WOOD LOGAN, INC.
November 19, 1989 - January 31, 1990
OSAIC WEALTH, INC.
March 9, 1984 - November 19, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
November 7, 1973 - February 7, 1990
INTEGRATED RESOURCES MARKETING, INC.
March 1, 1973 - November 12, 1973
KELLY MOREY INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 2/25/1973
Registered Representative ExaminationSeries 00
Date: 12/27/1973
General Securities Principal ExaminationCurrent Firm
JOHN HANCOCK DISTRIBUTORS LLC
CRD#: 5249 / SEC#: , 8-15826
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) | OWNER | |
| BOGLE, JAMES WILLIAM | PRINCIPAL FINANCIAL OFFICER AND FINANCIAL AND OPERATIONS PRINCIPAL | 7344902 |
| HARTIGAN, ROBERT JOSEPH | CHIEF COMPLIANCE OFFICER | 2931786 |
| LANNIGAN, TRACY KANE | VICE PRESIDENT & CORPORATE SECRETARY | 6944688 |
| SILVA, ANTHONY ALEX | DIRECTOR | 7755954 |
| TANKERSLEY, GARY LYNN | PRESIDENT & CHIEF EXECUTIVE OFFICER | 2637199 |
| WALKER, CHRISTOPHER MICHAEL | VICE PRESIDENT, INVESTMENTS & DIRECTOR | 4302554 |
Disclosures
| Regulatory Event | 3 |
| Arbitration | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
