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Alfredo Oliva

ADVISUITE
MIAMI, FL
Some features on this profile are disabled
CRD#: 352034
AO

Professional summary

Alfredo Oliva is a registered financial advisor currently at ADVISUITE located in Miami, Florida.

Alfredo is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1972. Alfredo has worked at 11 firms and has passed the Series 66, Series 63, Series 7TO, SIE, Series 5, PC, Series 1 and Series 8 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. OIG WEALTH MANAGEMENT (DBA) - 2000 PONCE DE LEON, 6TH FLOOR, CORAL GABLES, INC. IN 2003, SECURITIES AND FIXED INSURANCE, INVESTMENT RELATED, REGISTERED REP/SALES, 50% OF TIME SPENT, COMPENSATED BY COMMISSIONS. 07/05/11 2. INVERLUXE GLOBAL ASSET MANAGEMENT, LLC - (DBA) - 2000 PONCE DE LEON, 6TH FLOOR, CORAL GABLES, FL, FEE BASED BUSINESS THROUGH KOVACK ADVISORS, INVESTMENT ADVISORY/PORTFOLIO MANAGEMENT, INVESTMENT RELATED, 50% OF TIME SPENT, COMPENSATED THROUGH FEES AND PARTNERSHIP DISTRIBUTIONS. 07/05/2011. 3. OLIVA FAMILY VENTURES, LLC - 6010 GRANADA BLVD, CORAL GABLES, FL, PERSONAL CORPORATION TO HOLD PROPERTY, PRESENTLY NOT ACTIVE, 0% OF TIME SPENT. 07/05/11. 4. OIG REALTY ADVISORS, LLC - 6010 GRANADA BLVD, CORAL GABLES, FL, REAL ESTATE BROKERAGE, OWNER, 0% OF TIME SPENT, PRESENTLY NOT ACTIVE. 07/05/11. 1-OIG REALY ADVISORS, LLC-REAL ESTATE LICENSE, TIME SPENT NONE PROVIDED, OWERSHIP 100% 2) INVERLUXE GLOBAL ASSET MANAGEMENT; CORPORATION; FINANCIAL AND INVESTMENT ADVISORY SERVICES; PARTNERE; 75% TIME SPENT; PARTNER; $50K INVESTED-RECV 100,000/YR COMP. (6-20-11)

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CRS (Client Relationship Summary) - RIA

Click below to view Alfredo Oliva's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

November 19, 2024 - Present

ADVISUITE

RIA
CRD#: 329395
MIAMI, FL
Past

July 13, 2011 - March 4, 2024

KOVACK ADVISORS, INC.

RIA
CRD#: 140808
Fort Lauderdale, FL
Past

June 20, 2011 - March 4, 2024

KOVACK SECURITIES INC.

BD
CRD#: 44848
Fort Lauderdale, FL
Past

June 16, 2008 - June 20, 2011

NEXT FINANCIAL GROUP, INC.

RIA
CRD#: 46214
CORAL GABLE, FL
Past

June 13, 2008 - June 20, 2011

NEXT FINANCIAL GROUP, INC.

BD
CRD#: 46214
CORAL GABLE, FL
Past

April 4, 2008 - June 13, 2008

SOUTHERN TRUST SECURITES ASSET MANAGEMENT, INC.

RIA
CRD#: 146707
CORAL GABLES, FL
Past

May 29, 2007 - April 18, 2008

TRADEPRO SECURITIES, LLC.

RIA
CRD#: 103781
CORAL GABLES, FL
Past

July 18, 2005 - June 13, 2008

TRADEPRO SECURITIES, LLC.

BD
CRD#: 103781
CORAL GABLES, FL
Past

February 25, 2005 - July 7, 2005

RAYMOND JAMES FINANCIAL SERVICES, INC.

BD
CRD#: 6694
ST. PETERSBURG, FL
Past

July 18, 1994 - March 6, 2003

A. G. EDWARDS & SONS, INC.

RIA
CRD#: 4
CORAL GABLES, FL
Past

November 21, 1975 - March 6, 2003

A. G. EDWARDS & SONS, INC.

BD
CRD#: 4
ST. LOUIS, MO
Past

October 6, 1975 - January 4, 1976

LOEB RHOADES & CO

BD
CRD#: 1000003
Past

April 17, 1974 - November 10, 1975

BD
CRD#: 6554
Past

October 13, 1972 - May 8, 1974

RAYMOND JAMES & ASSOCIATES, INC.

BD
CRD#: 705

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Florida
(11/19/2024)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 3/13/2006
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 3/26/1987
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 1/2/2023
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 5
Date: 12/12/1981
Interest Rate Options Examination
General Industry/Product Exam
RR
PC
Date: 8/23/1977
AMEX Put and Call Exam
General Industry/Product Exam
RR
Series 1
Date: 10/7/1972
Registered Representative Examination
Principal/Supervisory Exam
RR
Series 8
Date: 4/5/1990
General Securities Sales Supervisor Examination (Options Module & General Module)

Current Firm

AD
ADVISUITE
ADVISUITE | NEO ALLIANCE LLC

CRD#: 329395 / SEC#:

Florida
Registered Investment Advisory firm - (11/19/2024 Approved)
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Contact information

Main Address
Miami, FL
Mailing Address
Phone number
(305) 421-6300
Established
Firm type
Fiscal year end
# of Employees
2

Documents

Latest Form ADV
0

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ADVISUITE

CRD#: 329395Miami, FL

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