John D. O'keefe

CORTLAND ASSOCIATES

St. Louis, MO 63105

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CRD#: 351703

Professional summary

John David O'keefe, who also goes by Jack O'keefe, John David Okeefe, is a registered financial advisor currently at CORTLAND ASSOCIATES INC located in St. Louis, Missouri.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1970. John has worked at 7 firms and has passed the Series 63, SIE, PC, Series 1 and Series 40 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jack O'keefe | John David Okeefe

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John David O'keefe's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 23, 2018 - Present

CORTLAND ASSOCIATES INC

Office #1: 8000 Maryland Avenue, Suite 730, St. Louis, MO 63105

RIA

CRD#: 104681

St. Louis, MO

Past

May 15, 2009 - December 14, 2017

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

Westport, CT

Past

May 15, 2009 - December 14, 2017

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

Westport, CT

Past

February 7, 1994 - May 28, 2009

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

WESTPORT, CT

Past

January 5, 1994 - May 28, 2009

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

WESTPORT, CT

Past

May 3, 1989 - January 14, 1994

THE ROBINSON-HUMPHREY COMPANY, LLC

CRD#: 723

ATLANTA, GA

Past

May 19, 1978 - May 11, 1989

KIDDER, PEABODY & CO. INCORPORATED

CRD#: 7613

NEW YORK, NY

Past

April 24, 1972 - May 19, 1978

KIDDER, PEABODY & CO., INCORPORATED

CRD#: 488

Past

March 11, 1970 - May 6, 1972

PERSHING & CO., INC.

CRD#: 3014

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CORTLAND ASSOCIATES INC

CORTLAND ASSOCIATES INC | CORTLAND ASSOCIATES, INC.

CRD#: 104681 / SEC#: 801-34183

RIA

Registered Investment Advisory firm - (4/20/1989 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Connecticut
(3/23/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 10/9/1987

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 12/14/2017

Securities Industry Essentials Examination

General Industry/Product Exam

PC

Date: 1/23/1990

AMEX Put and Call Exam

General Industry/Product Exam

Series 1

Date: 3/9/1970

Registered Representative Examination

Principal/Supervisory Exam

Series 40

Date: 3/17/1975

Registered Principal Examination

Current Firm

CORTLAND ASSOCIATES INC

CORTLAND ASSOCIATES INC | CORTLAND ASSOCIATES, INC.

CRD#: 104681 / SEC#: 801-34183

RIA

Registered Investment Advisory firm - (4/20/1989 Approved)

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Contact information

Main Address

8000 Maryland Avenue, Suite 730, St. Louis, MO 63105

Mailing Address

Phone number

(314) 726-6164

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (15 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CORTLAND ASSSOCIATES, INC. (3/27/2025)

Regulatory assets under management

Total Number of Accounts	390
AUM (Assets Under Management)	$ 1,001,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

John D. O'keefe

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John David O'keefe's CRS (Customer Relationship Summary).

Certified licenses

Experience

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

THE ROBINSON-HUMPHREY COMPANY, LLC

KIDDER, PEABODY & CO. INCORPORATED

KIDDER, PEABODY & CO., INCORPORATED

PERSHING & CO., INC.

Primary Firm SEC Registration

CORTLAND ASSOCIATES INC

State Registrations and Notice Filings

Exams

Series 63

Date: 10/9/1987

SIE

Date: 12/14/2017

PC

Date: 1/23/1990

Series 1

Date: 3/9/1970

Series 40

Date: 3/17/1975

Current Firm

CORTLAND ASSOCIATES INC

Contact information

SEC notice filing (15 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CORTLAND ASSOCIATES INC

TRUST BUT VERIFY

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