MO
Michael B. Ohiggins
OHIGGINS ASSET MANAGEMENT
Miami Beach, FL
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CRD#: 351569
MO
Professional summary
Michael Bernardo Ohiggins is a registered financial advisor currently at OHIGGINS ASSET MANAGEMENT INC located in Miami Beach, Florida.
Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Michael has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
WHEALTH WATCHERS INTERNATIONAL, INC. co-owner, 6538 COLLINS AVE. #136, MIAMI BEACH, FL. 33141
START DATE 10/1/05
THIS IS A START UP COMPANY WHICH WAS ESTABLISHED TO PERSUE THE THE SALE OF HEALTH INSURANCE. CURRENTLY NO TIME IS DEVOTED TO THE BUSINESS AND THERE IS NO REVENUE GENERATED OR ANY PRESENT BUSINESS ACTIVITY OR ANY PLANNED ACTIVITY.
SURCLUB PARTNERS, LLC, POSITION HELD: MGRM, 6113 LAGUNA DR. W, MIAMI BEACH, FL 33141 THIS LLC WAS ESTABLISHED 10/31/12 TO PARTICIATE IN PERSONAL OWNERSHIP IN REAL ESTATE AND IS NOT INVESTMENT RELATED TO O'HIGGINS ASSET MANAGEMENT, INC. NO TIME IS DEVOTED TO THIS BUSINESS DURING MARKET HOURS AND ONLY A FEW HOURS A YEAR ARE DEVOTED TO THE LLC. THE OVERSITE OF THE LLC INVOLVES INTERACTION WITH THE ACCOUNTANT REGARDING FILING OF THE TAX RETURN AND ANNUAL CORPORATION FILINGS.
CRS (Client Relationship Summary) - RIA
Click below to view Michael Bernardo Ohiggins's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 11, 2006 - Present
OHIGGINS ASSET MANAGEMENT INC
RIA
CRD#: 107194
Miami Beach, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
OA
OHIGGINS ASSET MANAGEMENT INC
OHIGGINS ASSET MANAGEMENT INC
CRD#: 107194 / SEC#: 801-119691
RIA
Registered Investment Advisory firm - (10/26/2020 Approved)Florida
Registered Investment Advisory firm - (11/19/2020 Terminated)New York
Registered Investment Advisory firm - (11/19/2020 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(9/11/2006)
Current Firm
OA
OHIGGINS ASSET MANAGEMENT INC
OHIGGINS ASSET MANAGEMENT INC
CRD#: 107194 / SEC#: 801-119691
RIA
Registered Investment Advisory firm - (10/26/2020 Approved)Florida
Registered Investment Advisory firm - (11/19/2020 Terminated)New York
Registered Investment Advisory firm - (11/19/2020 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
Miami Beach, FL
Mailing Address
Phone number
(305) 861-1883
Established
Firm type
Fiscal year end
# of Employees
3
SEC notice filing (2 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 75 |
| AUM (Assets Under Management) | $ 152,318,948 |
Red Flags
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