Robert V. Bundy
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Vincent Bundy, who also goes by Bob Bundy, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1966. Robert had worked at 8 firms and has passed the SIE, Series 1 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 8, 2002 - June 1, 2018
BRYAN FUNDING, INC.
June 27, 2001 - March 8, 2002
ANTHEM SECURITIES, INC.
November 17, 1994 - July 20, 2012
COOPER MALONE MCCLAIN, INC.
February 11, 1991 - March 17, 1993
THE COLUMBIAN SECURITIES CORPORATION
June 23, 1986 - February 12, 1991
VSR FINANCIAL SERVICES, INC.
December 12, 1983 - March 25, 1985
CALLON SECURITIES COMPANY
September 20, 1982 - March 2, 1983
COLUMBUS CAPITAL CORP.
September 26, 1966 - June 30, 1984
BEECROFT, COLE & COMPANY, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 4/20/1965
Registered Representative ExaminationSeries 00
Date: 9/20/1966
General Securities Principal ExaminationCurrent Firm
BRYAN FUNDING, INC.
CRD#: 11899 / SEC#: , 8-27880
Contact information
Documents
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
