Tim Ohara
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Tim Ohara, who also goes by Anthony Aaron Ohara, was a registered financial professional .
Tim is a previously registered financial professional and started their career in finance in 1970. Tim had worked at 6 firms and has passed the Series 63, Series 22, Series 1, Series 24 and Series 39 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 19, 1990 - August 20, 1991
BURNETT, GREY & CO., INC.
January 21, 1987 - May 9, 1990
SIGNATOR INVESTORS, INC.
August 10, 1983 - November 26, 1986
CONCORD ASSETS SECURITIES, INC.
April 7, 1975 - September 18, 1978
PAINE, WEBBER, JACKSON & CURTIS INCORPORATED
March 8, 1973 - April 17, 1975
BLYTH EASTMAN DILLON & CO. INCORPORATED
February 15, 1972 - April 2, 1973
MORGAN, OLMSTEAD, KENNEDY & GARDNER INCORPORATED
July 8, 1970 - March 24, 1972
BLYTH EASTMAN DILLON & CO. INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 2/26/1968
Registered Representative ExaminationCurrent Firm
BURNETT, GREY & CO., INC.
CRD#: 23430 / SEC#: , 8-38597
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
