Robert H. Ogrady
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Henry Ogrady was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1959. Robert had worked at 10 firms and has passed the Series 63, Series 7TO, SIE and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 22, 2017 - December 31, 2022
AGES FINANCIAL SERVICES, LTD.
August 30, 2012 - April 24, 2017
SOURCE CAPITAL GROUP, INC.
May 23, 2000 - September 13, 2012
GILFORD SECURITIES INCORPORATED
September 1, 1993 - June 5, 2000
LEGG MASON WOOD WALKER, INCORPORATED
October 5, 1990 - September 3, 1993
MORGAN STANLEY DW INC.
February 8, 1990 - October 2, 1990
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
November 1, 1984 - February 13, 1990
ALEX. BROWN & SONS INCORPORATED
September 26, 1978 - December 14, 1984
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 15, 1975 - September 26, 1978
WHITE, WELD & CO. INCORPORATED
December 17, 1970 - January 15, 1975
WHITE, WELD & CO., INCORPORATED
October 29, 1959 - May 5, 1971
GREENE & LADD
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationSeries 1
Date: 10/29/1959
Registered Representative ExaminationCurrent Firm
AGES FINANCIAL SERVICES, LTD.
CRD#: 15427 / SEC#: , 8-32155
Contact information
Documents
Disclosures
| Regulatory Event | 4 |
| Arbitration | 4 |
Red Flags
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