Timothy L. Ogden
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Timothy Lee Ogden was a registered financial professional .
Timothy is a previously registered financial professional and started their career in finance in 1973. Timothy had worked at 6 firms and has passed the SIE and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 4, 2016 - December 31, 2019
WILLIAM C. BURNSIDE & COMPANY, INC.
January 1, 2004 - December 31, 2015
VOYA FINANCIAL ADVISORS, INC.
December 8, 1988 - January 1, 2004
LOCUST STREET SECURITIES, INC.
July 13, 1983 - December 22, 1988
WS GRIFFITH SECURITIES, INC.
February 15, 1982 - April 19, 1983
PRUCO SECURITIES, LLC.
December 14, 1973 - April 19, 1983
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 12/11/1973
Registered Representative ExaminationCurrent Firm
WILLIAM C. BURNSIDE & COMPANY, INC.
CRD#: 6400 / SEC#: , 8-21242
Contact information
Documents
Disclosures
| Regulatory Event | 2 |
| Arbitration | 1 |
Red Flags
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